AUMdb

Fidelis Im, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 162985 · SEC file 801-118351 · Medford, OR · FIDELISIM.COM
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$306M
Discretionary
$306M
Clients
275
Avg AUM / client
$1.1M
Accounts
596
Employees
3

AUM over time

$121M $306M
Mar 2, 2020 Mar 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026

Investments (13F portfolio — 25 positions, $264,245,957)

13F period Mar 31, 2026
#IssuerClassValueShares% of 13F% of AUM
1 Schwab Strategic Tr US LRG CAP ETF $40,739,537 1,588,906 15.4% 13.3%
2 Vanguard Specialized Funds DIV APP ETF $38,316,950 178,169 14.5% 12.5%
3 Vanguard Scottsdale Fds SHRT TRM CORP BD $37,943,259 478,658 14.4% 12.4%
4 Schwab Strategic Tr US SML CAP ETF $24,663,748 848,134 9.33% 8.06%
5 Wisdomtree Tr US LARGECAP DIVD $23,743,003 265,790 8.99% 7.76%
6 Vanguard Star Fds VG TL INTL STK F $22,286,812 289,026 8.43% 7.28%
7 Vanguard Index Fds MID CAP ETF $21,699,620 75,561 8.21% 7.09%
8 Vanguard Malvern Fds STRM INFPROIDX $11,000,375 220,228 4.16% 3.59%
9 Schwab Strategic Tr US LCAP GR ETF $9,323,231 320,056 3.53% 3.05%
10 Vanguard Bd Index Fds TOTAL BND MRKT $8,892,277 120,753 3.37% 2.9%
11 Vanguard Index Fds REAL ESTATE ETF $7,238,240 81,604 2.74% 2.36%
12 Schwab Strategic Tr EMRG MKTEQ ETF $5,268,855 159,905 1.99% 1.72%
13 Vanguard Bd Index Fds SHORT TRM BOND $4,350,488 55,484 1.65% 1.42%
14 Tesla Inc COM $1,930,498 5,193 0.73% 0.63%
15 Vanguard Index Fds SMALL CP ETF $1,361,984 5,200 0.52% 0.44%
16 Schwab Strategic Tr US MID-CAP ETF $1,162,300 37,542 0.44% 0.38%
17 Microsoft Corp COM $1,054,477 2,849 0.4% 0.34%
18 Schwab Strategic Tr US AGGREGATE B $867,499 37,360 0.33% 0.28%
19 Home Depot Inc COM $545,219 1,658 0.21% 0.18%
20 Johnson & Johnson COM $413,403 1,691 0.16% 0.14%
21 Apple Inc COM $400,266 1,577 0.15% 0.13%
22 State Str Spdr S&P 500 Etf T TR UNIT $303,535 467 0.11% 0.1%
23 Dutch Bros Inc CL A $271,943 5,368 0.1% 0.09%
24 Howmet Aerospace Inc COM $248,898 1,080 0.09% 0.08%
25 Air Products And Chemicals I COM $219,540 756 0.08% 0.07%

Top 25 of 25 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 183 $60.0M 19.6%
High net worth individuals 63 $161M 52.6%
Pension and profit sharing plans 29 $85.3M 27.9%

People (2)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Keegan Jay Denn President CFP Mar 2012 (14y) 50% – 75%
Richards, Tracy, Le Ann Cco Mar 2012 (14y) 25% – 50%

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 933 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • • Percentage of assets under management
  • • Fixed fees

Services

  • • Financial planning services
  • • Portfolio management for individuals/small businesses
  • • Other services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗