Northern Capital Retirement Services, Inc.
- Regulatory AUM
- $304M
- Discretionary
- $304M
- Clients
- 21
- Avg AUM / client
- $14.5M
- Accounts
- 21
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 21 | $304M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Moses Lake Industries 401 K Plan Moses Lake Industries | 2024 | |
| Integrus Architecture, P.S. Incentive Savings Pla Integrus Architecture, P.S. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Karl Wilson | Managing Partner/President/Cfo | CFP | Jan 2012 (15y) | 75% or more |
| Michelle Lynn Warner | Chief Executive Officer | Apr 2013 (13y) | 10% – 25% | |
| Isotalo, Jennifer, Lynn | Chief Operations Officer | Aug 2020 (6y) | Less than 5% | |
| David B Holloway | Registered representative | CFP | Apr 2013 (13y) | |
| Molly Jo Chase | Registered representative | CFP | Apr 2013 (13y) | |
| Laura Elizabeth Hail | Registered representative | CFP | Apr 2013 (13y) | |
| Laurie Jo Silva | Registered representative | May 2019 (7y) | ||
| Logan Gregory Jones | Registered representative | CFP | Aug 2023 (3y) | |
| Ethyn J Killinger | Registered representative | Aug 2024 (2y) | ||
| Emily Jean Paukert | Registered representative | CFP | Apr 2025 (1y) | |
| Matthew Antonio Porras | Registered representative | May 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Moses Lake Industries 401 K Plan | Moses Lake Industries | 490 | $48.4M | 01/01/2024 |
| Integrus Architecture, P.S. Incentive Savings Pla | Integrus Architecture, P.S. | 120 | $29.7M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $302M (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗