AUMdb

Carter, Terry & Company, Inc.

SEC-registered Broker-Dealer (Dually Registered) · Small ($100M–$1B) CRD 16365 · SEC file 801-113129 · Atlanta, GA · WWW.CARTERTERRY.COM
☆ Save with Pro ADV data as of Mar 27, 2026
Regulatory AUM
$104M
Discretionary
$90.3M
Clients
168
Avg AUM / client
$619K
Accounts
168
Employees
33

AUM over time

$93.4M $194M
Apr 3, 2018 Mar 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 102 $20.4M 19.6%
High net worth individuals 60 $81.5M 78.4%
Pension and profit sharing plans 1 $1.1M 1.09%
Corporations and other businesses 5 $1.0M 0.97%

People (17)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kristin Walsh Montet Srop/ Crop / Mp/ Ms/ Gs / Fn / Cfo/Cco Apr 1988 (38y) Less than 5%
Belfield Howell Carter Gs / Chairman Jan 1991 (36y) Less than 5%
Timothy Joe Terry President/Ceo Sep 2002 (24y) Less than 5%
James Gary Diffley Registered representative Jul 2004 (22y)
Brian Edward Adams Registered representative Jul 2004 (22y)
Matthew J Smith Registered representative Jan 2007 (20y)
Joann Parker Penovi Registered representative CFP Jun 2009 (17y)
Chesley Venable Morton Registered representative Dec 2013 (13y)
Eric Nyle Jones Registered representative Feb 2014 (12y)
Emily Louise Vanwingerden Registered representative Feb 2015 (12y)
George Moore Registered representative Feb 2015 (11y)
Sandy Meyer Leff Registered representative Oct 2016 (10y)
Tanya Lorain Magnon Registered representative Mar 2017 (9y)
Jeffry Joseph Haspel Registered representative Jun 2017 (9y)
William Henry Baker Registered representative Jun 2017 (9y)
Jeffrey Paul Colbath Registered representative Jan 2020 (7y)
Amer Rathore Registered representative Mar 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
First Atlanta Financial Services, Inc. Owner Mar 1996 A 75% or more
Attkisson Carter &Company Esop Common Shareholder Jan 2001 B 50% – 75% of First Atlanta Financial Services, Inc (indirect)
Carter, Belfield Howell Common Shareholder Mar 1996 B 25% – 50% of First Atlanta Financial Services, Inc (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/27/2026 988 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Selection of other advisers
  • Educational seminars/workshops

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.

View current Form ADV (SEC/IAPD) ↗