Retirement Strategies, Ltd.
- Regulatory AUM
- $273M
- Discretionary
- $266M
- Clients
- 419
- Avg AUM / client
- $651K
- Accounts
- 1,003
- Employees
- 10
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 337 | $119M | 43.6% |
| High net worth individuals | 75 | $146M | 53.6% |
| Pension and profit sharing plans | 4 | $3.1M | 1.12% |
| Charitable organizations | 1 | $839K | 0.31% |
| Corporations and other businesses | 2 | $3.9M | 1.42% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Miami Valley Community Action Partnership 401(k) Retirement Plan Miami Valley Community Action Partnership | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James A Lindner | Managing Member/Partner | CFP Chartered Financial Consultant | Jul 2012 (14y) | 75% or more |
| Jeffrey R Foster | Chief Compliance Officer/Partner | CFP | Jul 2012 (14y) | 10% – 25% |
| Jerry Snyder | Registered representative | CFP | Jul 2012 (14y) | |
| Nathan Patrick Quilter | Registered representative | Jul 2016 (10y) | ||
| Nicholas Walter Leeper | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Miami Valley Community Action Partnership 401(k) Retirement Plan | Miami Valley Community Action Partnership | 93 | $2.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/01/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $270M (99% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 01, 2026.
View current Form ADV (SEC/IAPD) ↗