Rockwood Equity Partners Llc
- Regulatory AUM
- $190M
- Discretionary
- $190M
- Clients
- 6
- Avg AUM / client
- $31.6M
- Accounts
- 6
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 6 | $190M | 100.0% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $160M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Rockwood Equity Partners Iv, Lp | Private Equity Fund | Delaware | $109M | 91 |
| Rockwood Equity Partners Iii, Lp | Private Equity Fund | Delaware | $21.1M | 60 |
| Rockwood Equity Partners Iv A, Lp | Private Equity Fund | Delaware | $13.1M | 12 |
| Rockwood Equity Partnership Fund Lp | Private Equity Fund | Delaware | $11.0M | 69 |
| Rockwood Equity Partners Iii A, Lp | Private Equity Fund | Delaware | $5.8M | 17 |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Keith, Brett, R | Managing Director | May 2007 (19y) | 50% – 75% | |
| Merrill, H, Josef | Managing Director, Chief Compliance Officer | Dec 2012 (14y) | 25% – 50% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $160M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Rockwood Equity Partners Iv, Lp | Private Equity Fund | $109M | $100K | 91 |
| Rockwood Equity Partners Iii, Lp | Private Equity Fund | $21.1M | $100K | 60 |
| Rockwood Equity Partners Iv A, Lp | Private Equity Fund | $13.1M | $200K | 12 |
| Rockwood Equity Partnership Fund Lp | Private Equity Fund | $11.0M | $50.0K | 69 |
| Rockwood Equity Partners Iii A, Lp | Private Equity Fund | $5.8M | $100K | 17 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗