Opal Advisors, Llc
- Regulatory AUM
- $174M
- Discretionary
- $166M
- Clients
- 185
- Avg AUM / client
- $941K
- Accounts
- 381
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 124 | $35.6M | 20.5% |
| High net worth individuals | 60 | $127M | 73.2% |
| Pooled investment vehicles (non-investment companies) | 1 | $2.7M | 1.53% |
| Pension and profit sharing plans | Fewer than 5 clients | $8.3M | 4.76% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Phuc Hua | Registered representative | Aug 2012 (14y) | ||
| Bao Gia Ly | Registered representative | Nov 2021 (5y) | ||
| Sprague Nickolaus Kolp | Registered representative | CFP | Oct 2024 (2y) | |
| Justin Kwai Mung Young | Registered representative | Jul 2025 (1y) | ||
| Christina Joan Hua | Registered representative | Aug 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.24 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Selection of other advisers
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $150M (86% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗