Maguire Investments Llc
- Regulatory AUM
- $253M
- Discretionary
- $226M
- Clients
- 151
- Avg AUM / client
- $1.7M
- Accounts
- 342
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 73 | $13.9M | 5.5% |
| High net worth individuals | 57 | $205M | 81.0% |
| Pension and profit sharing plans | 8 | $7.5M | 2.95% |
| Charitable organizations | 5 | $16.6M | 6.56% |
| Other investment advisers | Fewer than 5 clients | $9.4M | 3.71% |
| Corporations and other businesses | 8 | $687K | 0.27% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Retirement Income Plan Of Central Hudson Gas & Electric Corp. Central Hudson Gas & Electric Corp | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Alexander Anderson Maguire | Chief Compliance Officer | Apr 2012 (14y) | 25% – 50% | |
| Alexander Anderson Maguire | Member | Dec 2023 (3y) | 75% or more | |
| Alexander Anderson Maguire | Registered representative | CFA | May 2012 (14y) | |
| Robert Boas Maguire | Registered representative | Dec 2013 (13y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Retirement Income Plan Of Central Hudson Gas & Electric Corp. | Central Hudson Gas & Electric Corp | 258 | $780M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Publication of periodicals or newsletters
Custody
Reported custodians
- Charles Schwab & Co. $163M (64% of AUM) Mar 2026
- Wells Fargo $41.0M (15% of AUM) Mar 2025
- Pnc Investments Llc $31.0M (19% of AUM) Mar 2019
- Fifth Third Bank $29.7M (12% of AUM) Mar 2026
- Morgan Stanley $28.3M (15% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗