Advisor Resource Council
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 164109
· SEC file 801-76667
· Dallas, TX
· www.linkedin.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $3.5B
- Discretionary
- $3.4B
- Clients
- 11,836
- Avg AUM / client
- $295K
- Accounts
- 11,836
- Employees
- 119
AUM over time
$0
$3.5B
May 2012
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Investments (13F portfolio — 228 positions, $309,045,545)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | State Str Spdr S&P 500 Etf T | TR UNIT | $101,923,802 | 156,724 | 33.0% | 2.92% |
| 2 | Invesco Exchange Traded Fd T | S&P500 EQL WGT | $12,917,076 | 67,304 | 4.18% | 0.37% |
| 3 | Apple Inc | COM | $7,253,253 | 28,580 | 2.35% | 0.21% |
| 4 | Ishares Tr | RUSSELL 2000 ETF | $5,532,257 | 22,307 | 1.79% | 0.16% |
| 5 | Jpmorgan Chase & Co | COM | $5,210,885 | 17,714 | 1.69% | 0.15% |
| 6 | First Tr Exchng Traded Fd Vi | FT VEST LADDERED | $5,119,837 | 151,609 | 1.66% | 0.15% |
| 7 | Nvidia Corporation | COM | $4,876,748 | 27,963 | 1.58% | 0.14% |
| 8 | Spdr Gold Tr | GOLD SHS | $4,469,207 | 10,387 | 1.45% | 0.13% |
| 9 | Select Sector Spdr Tr | STATE STREET TEC | $4,091,224 | 30,785 | 1.32% | 0.12% |
| 10 | Spdr Series Trust | STATE STREET SPD | $3,937,410 | 39,596 | 1.27% | 0.11% |
| 11 | Select Sector Spdr Tr | STATE STREET FIN | $3,630,820 | 73,543 | 1.17% | 0.1% |
| 12 | Ishares Inc | MSCI JAPAN ETF | $3,615,801 | 42,821 | 1.17% | 0.1% |
| 13 | Microsoft Corp | COM | $2,956,042 | 7,985 | 0.96% | 0.08% |
| 14 | Amazon Com Inc | COM | $2,549,669 | 12,242 | 0.83% | 0.07% |
| 15 | Select Sector Spdr Tr | STATE STREET CON | $2,529,645 | 23,212 | 0.82% | 0.07% |
| 16 | Spdr Series Trust | STATE STREET SPD | $2,448,850 | 83,922 | 0.79% | 0.07% |
| 17 | Select Sector Spdr Tr | STATE STREET CON | $2,386,283 | 29,108 | 0.77% | 0.07% |
| 18 | Alphabet Inc | CAP STK CL A | $2,271,724 | 7,900 | 0.74% | 0.07% |
| 19 | Global X Fds | GLB X MLP ENRG I | $2,229,057 | 30,147 | 0.72% | 0.06% |
| 20 | Berkshire Hathaway Inc Del | CL B NEW | $2,177,485 | 4,544 | 0.7% | 0.06% |
| 21 | Wisdomtree Tr | WISDOMTREE US VA | $2,094,264 | 22,108 | 0.68% | 0.06% |
| 22 | Sempra | COM | $2,058,158 | 21,181 | 0.67% | 0.06% |
| 23 | Lumentum Hldgs Inc | COM | $1,860,206 | 2,647 | 0.6% | 0.05% |
| 24 | Taiwan Semiconductor Manufac | SPONSORED ADS | $1,649,872 | 4,882 | 0.53% | 0.05% |
| 25 | Spdr Series Trust | STATE STREET SPD | $1,629,045 | 27,509 | 0.53% | 0.05% |
Top 25 of 228 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 9,565 | $1.5B | 42.0% |
| High net worth individuals | 2,134 | $1.9B | 53.8% |
| Pension and profit sharing plans | 72 | $114M | 3.27% |
| Charitable organizations | 38 | $17.4M | 0.5% |
| Corporations and other businesses | 27 | $14.4M | 0.41% |
People (85)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brandon Joseph Day | President, Managing Member | CFP | Jun 2012 (14y) | 10% – 25% |
| Thomas Chad Atkins | Chief, Business Acquisitions, Managing Member | CFP | Jun 2012 (14y) | 10% – 25% |
| Sarah Lynn Pais | Chief Compliance Officer, Chief Executive Officer, Managing Member | Jan 2016 (11y) | Less than 5% | |
| Jean Paul Lagarde | Chief Investment Officer, Managing Member | Aug 2018 (8y) | 10% – 25% | |
| William Tyson Vanlandingham | Chief Practice Management Officer, Managing Member | Jan 2020 (7y) | 10% – 25% | |
| Fuller, Rhonda, Raenea | Chief Operating Officer | Sep 2024 (2y) | Less than 5% | |
| Sean Patrick Kernan | Registered representative | Jun 2012 (14y) | ||
| Steven Jay Diamond | Registered representative | CFP | Jun 2012 (14y) | |
| Charles Scott Berry | Registered representative | Jun 2012 (14y) | ||
| Laura K Skalak | Registered representative | Jun 2012 (14y) | ||
| Linda Clair Mills | Registered representative | Jun 2012 (14y) | ||
| Douglas Kyle Mclemore | Registered representative | Jul 2012 (14y) | ||
| David Bradley Martin | Registered representative | Jul 2012 (14y) | ||
| Janice K. Lasley | Registered representative | Sep 2012 (14y) | ||
| Gerald Lee Robinson | Registered representative | Oct 2012 (14y) | ||
| John Charles Peterson | Registered representative | CFP | Nov 2012 (14y) | |
| Thomas Gerard Stecik | Registered representative | CFP | Dec 2012 (14y) | |
| Abraham Paul Mansour | Registered representative | CFP | Jan 2013 (14y) | |
| Janet Holland Broyles | Registered representative | Jan 2013 (14y) | ||
| Ryan Yancy Mullin | Registered representative | Jan 2013 (14y) | ||
| Karen A Meinz | Registered representative | Jan 2013 (14y) | ||
| Stephen Roy Ferrell | Registered representative | Jan 2013 (14y) | ||
| Bradley Mark Weddle | Registered representative | CFP | Nov 2013 (13y) | |
| Drew G Sparks | Registered representative | Apr 2014 (12y) | ||
| John Joseph Unsworth | Registered representative | Aug 2014 (12y) | ||
| Douglas Michael Heagren | Registered representative | CFP | Sep 2014 (12y) | |
| John David Mitchell | Registered representative | CFP | Feb 2015 (11y) | |
| William Thomas Atkins | Registered representative | Jun 2015 (11y) | ||
| Spencer Thomas Sligh | Registered representative | Jul 2015 (11y) | ||
| Todd A. Simmons | Registered representative | Jul 2015 (11y) | ||
| Kevin Andrew Carswell | Registered representative | Dec 2015 (11y) | ||
| Donald Wayne Hubbard | Registered representative | CFP | Jan 2016 (11y) | |
| James Earl Webb | Registered representative | Jun 2016 (10y) | ||
| Richard Lamar Brown | Registered representative | Personal Financial Specialist | Jul 2016 (10y) | |
| Grant Martin Brown | Registered representative | CFP | Aug 2016 (10y) | |
| Leslie Beachum Benge | Registered representative | Oct 2016 (10y) | ||
| Paul Edward Benge | Registered representative | Oct 2016 (10y) | ||
| Sheldon Matthew Benge | Registered representative | CFP | Oct 2016 (10y) | |
| Mathew Clayton Welsh | Registered representative | CFP | Jan 2017 (10y) | |
| James Kirby Webb | Registered representative | CFP | Feb 2017 (9y) | |
| Brick Palmer Parsons | Registered representative | Apr 2017 (9y) | ||
| Mark Clifford Richmond | Registered representative | CFP | Nov 2017 (9y) | |
| Anthony Michael Di Carlo | Registered representative | Jul 2018 (8y) | ||
| Brian W Krukiel | Registered representative | Jul 2018 (8y) | ||
| Samuel Elliot Rodriguez | Registered representative | CFP | Jul 2018 (8y) | |
| Travis Bryan Floyd | Registered representative | Jul 2018 (8y) | ||
| Kenneth Jerome Lemoine | Registered representative | Aug 2018 (8y) | ||
| Tara Brooke Howey | Registered representative | Aug 2018 (8y) | ||
| Brandon Ronald Fresard | Registered representative | Jan 2019 (8y) | ||
| Ashley Layne Hodge | Registered representative | CFP | Mar 2019 (7y) | |
| Nathan Mateer | Registered representative | CFP | Aug 2020 (6y) | |
| Ronald Dale Stolman | Registered representative | Sep 2020 (6y) | ||
| Cody Andrew Barclay | Registered representative | Sep 2020 (6y) | ||
| Christopher Paul Fasy | Registered representative | Dec 2020 (6y) | ||
| Richard Langdon Bennett | Registered representative | Dec 2020 (6y) | ||
| Joshua Paul Ingram | Registered representative | Jan 2021 (6y) | ||
| Joseph Denson Biggerstaff | Registered representative | Mar 2021 (5y) | ||
| Matthew Phillip Middleton | Registered representative | Apr 2021 (5y) | ||
| Dennis L. Jackson | Registered representative | CFP Chartered Financial Consultant | Aug 2021 (5y) | |
| Kraig Alan Mcfarland | Registered representative | Nov 2021 (5y) | ||
| James Christopher Webb | Registered representative | CFP | Jan 2022 (5y) | |
| Nicholas Robert Moore | Registered representative | CFA | Sep 2022 (4y) | |
| Jason F Sauer | Registered representative | Mar 2023 (3y) | ||
| Justin Childress | Registered representative | CFP | Mar 2023 (3y) | |
| Michaelene J. Butler | Registered representative | Chartered Financial Consultant | Oct 2023 (3y) | |
| Laura Elizabeth English | Registered representative | CFP | Nov 2023 (3y) | |
| Conor C Shepard | Registered representative | Feb 2024 (2y) | ||
| Chad Mc Auliff | Registered representative | Chartered Financial Consultant | Mar 2024 (2y) | |
| David Keith Brown | Registered representative | CFP Chartered Financial Consultant | Apr 2024 (2y) | |
| Jacob Edward Mauney | Registered representative | Apr 2024 (2y) | ||
| William Robert Thomas | Registered representative | Dec 2024 (2y) | ||
| Allen Reid Kimbrell | Registered representative | Jan 2025 (2y) | ||
| Michael Lorne Thomas | Registered representative | Jan 2025 (2y) | ||
| Meredith Gray Woodbridge | Registered representative | CFP | Jan 2025 (2y) | |
| Daniel Joseph Barfield | Registered representative | CFP | Jan 2025 (2y) | |
| David B Bennett | Registered representative | Jan 2025 (2y) | ||
| Maggie Claire Robertson | Registered representative | Jun 2025 (1y) | ||
| Abigail Frances Valentine | Registered representative | CFP | Jul 2025 (1y) | |
| Elijah David Focht | Registered representative | Aug 2025 (1y) | ||
| Valentin Lukasik | Registered representative | Sep 2025 (1y) | ||
| Shawn Wayne Clagg | Registered representative | Nov 2025 (1y) | ||
| Angie Alexander | Registered representative | Dec 2025 (1y) | ||
| Michael Alan Lowsley | Registered representative | Jan 2026 (1y) | ||
| Jeffrey Wayne Carroll | Registered representative | May 2026 (0y) | ||
| Erwan Bertrand | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 60% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.45 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory
as of Nov 04, 2024
Allegations: COMPLAINT ALLEGES THAT ARC VIOLATED SECTION 17(A)(2) OF THE SECURITIES ACT OF 1933 ("SECURITIES ACT") AND SECTIONS 206(2), 206(4), AND 204(A) OF THE INVESTMENT ADVISERS ACT OF 1940 ("ADVISERS ACT") AND RULES 206(4)-7, 204-2(A)(7), AND 204-2(A)(14) THEREUNDER AND FAILED REASONABLY TO SUPERVISE WITHIN THE MEANING OF SECTION 203(E)(6) OF THE ADVISERS ACT. Status: Final Sanction Detail: SEE 12B Summary: PLEASE SEE ABOVE IN 12B
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $2.7B (77% of AUM) Mar 2026
- Charles Schwab & Co. $321M (9% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗