Legion Partners Asset Management, Llc
- Regulatory AUM
- $201M
- Discretionary
- $201M
- Clients
- 5
- Avg AUM / client
- $40.2M
- Accounts
- 5
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 5 | $201M | 100.0% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of Feb 2024 · $446M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Legion Partners, L.P. I | Hedge Fund | Delaware | $401M | 2 |
| Legion Partners, L.P. Ii | Hedge Fund | Delaware | $33.8M | 40 |
| Legion Partners Special Opportunities, Lp Xvi | Hedge Fund | Delaware | $3.8M | 23 |
| Legion Partners Special Opportunities, Lp Xiv | Hedge Fund | Delaware | $3.6M | 13 |
| Legion Partners Special Opportunities, Lp Xi | Hedge Fund | Delaware | $3.5M | 27 |
| Legion Partnership Special Opportunities, L.P. I | Hedge Fund | Delaware | $0 | 0 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher Sean Kiper | Partner, Member Of Investment And Management Committee | Apr 2012 (14y) | ≈ 18.75% – 50% via Legion Partners Holdings, Llc | |
| Raymond Theodore White | Partner, Member Of Investment And Management Committee, Chief Compliance Officer | Apr 2012 (14y) | ≈ 18.75% – 50% via Legion Partners Holdings, Llc | |
| Vizi, Bradley, Scott | Member | Apr 2012 (14y) | ≈ 18.75% – 50% via Legion Partners Holdings, Llc | |
| David Alan Katz | Chief Operating Officer | Jan 2014 (13y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Legion Partners Holdings, Llc | Member | Apr 2012 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Christopher Sean Kiper: 25% – 50% of Legion Partners Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Raymond Theodore White: 25% – 50% of Legion Partners Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Vizi, Bradley, Scott: 25% – 50% of Legion Partners Holdings, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $446M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Legion Partners, L.P. I | Hedge Fund | $401M | $3.0M | 2 |
| Legion Partners, L.P. Ii | Hedge Fund | $33.8M | $50.0K | 40 |
| Legion Partners Special Opportunities, Lp Xvi | Hedge Fund | $3.8M | $50.0K | 23 |
| Legion Partners Special Opportunities, Lp Xiv | Hedge Fund | $3.6M | $50.0K | 13 |
| Legion Partners Special Opportunities, Lp Xi | Hedge Fund | $3.5M | $50.0K | 27 |
| Legion Partnership Special Opportunities, L.P. I | Hedge Fund | $0 | $3.0M | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/28/2026 | 1.97 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 28, 2026.
View current Form ADV (SEC/IAPD) ↗