Mb, Levis & Associates,Llc
- Regulatory AUM
- $412M
- Discretionary
- $412M
- Clients
- 170
- Avg AUM / client
- $2.4M
- Accounts
- 575
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Investments (13F portfolio — 234 positions, $239,680,085)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Vanguard Intl Equity Index F | ALLWRLD EX US | $19,962,080 | 265,807 | 8.33% | 4.85% |
| 2 | Vanguard Index Fds | LARGE CAP ETF | $19,767,506 | 66,145 | 8.25% | 4.8% |
| 3 | Wisdomtree Tr | US HIGH DIVIDEND | $17,283,495 | 158,245 | 7.21% | 4.2% |
| 4 | Wisdomtree Tr | US QTLY DIV GRT | $15,315,334 | 174,355 | 6.39% | 3.72% |
| 5 | Ishares Tr | IBONDS DEC 2031 | $13,758,611 | 657,363 | 5.74% | 3.34% |
| 6 | Ishares Tr | IBONDS DEC 2035 | $13,737,972 | 535,802 | 5.73% | 3.34% |
| 7 | Vanguard Mun Bd Fds | CORE TAX EXEMPT | $13,668,050 | 181,877 | 5.7% | 3.32% |
| 8 | Ishares Tr | IBONDS DEC 2034 | $13,307,505 | 510,649 | 5.55% | 3.23% |
| 9 | Ishares Tr | IBONDS DEC 2032 | $13,171,341 | 521,224 | 5.5% | 3.2% |
| 10 | Ishares Tr | IBONDS DEC 2033 | $12,672,394 | 490,228 | 5.29% | 3.08% |
| 11 | Capital Grp Fixed Incm Etf T | MUNICIPAL INCOME | $10,759,275 | 396,290 | 4.49% | 2.61% |
| 12 | American Centy Etf Tr | US QUALITY GROW | $9,246,352 | 88,035 | 3.86% | 2.25% |
| 13 | Caterpillar Inc | COM | $4,651,983 | 6,566 | 1.94% | 1.13% |
| 14 | Apple Inc | COM | $4,265,021 | 16,805 | 1.78% | 1.04% |
| 15 | Jpmorgan Chase & Co. | COM | $3,593,651 | 12,217 | 1.5% | 0.87% |
| 16 | Vanguard Mun Bd Fds | TAX EXEMPT BD | $3,198,130 | 64,104 | 1.33% | 0.78% |
| 17 | Microsoft Corp | COM | $2,815,359 | 7,606 | 1.17% | 0.68% |
| 18 | Johnson & Johnson | COM | $2,612,803 | 10,689 | 1.09% | 0.63% |
| 19 | Alphabet Inc | CAP STK CL C | $2,459,580 | 8,574 | 1.03% | 0.6% |
| 20 | Lowes Cos Inc | COM | $2,389,803 | 10,114 | 1.0% | 0.58% |
| 21 | T Rowe Price Etf Inc | PRICE DIV GRWT | $2,274,765 | 50,969 | 0.95% | 0.55% |
| 22 | Ishares Tr | RUS 2000 VAL ETF | $2,247,031 | 11,852 | 0.94% | 0.55% |
| 23 | Walmart Inc | COM | $1,886,215 | 15,177 | 0.79% | 0.46% |
| 24 | Rtx Corporation | COM | $1,876,290 | 9,727 | 0.78% | 0.46% |
| 25 | Emerson Elec Co | COM | $1,772,431 | 13,528 | 0.74% | 0.43% |
Top 25 of 234 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 92 | $39.9M | 9.69% |
| High net worth individuals | 78 | $364M | 88.5% |
| Charitable organizations | Fewer than 5 clients | $4.7M | 1.15% |
| Corporations and other businesses | Fewer than 5 clients | $2.6M | 0.63% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| United Anesthesia Services, P.C. 401(k) Plan United Anesthesia Services, P.C. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Childs, Leslie, Ann | Chief Compliance Officer | Jul 2012 (14y) | Less than 5% | |
| John Bruce Levis | President | CFP | Jul 2012 (14y) | 50% – 75% |
| Jason Robert Henninger | Shareholder | CFP | Jul 2012 (14y) | 5% – 10% |
| Loftus, William, Michael | Shareholder | Oct 2014 (12y) | 5% – 10% | |
| Sledz, Donald, Joseph | Shareholder | Jan 2016 (11y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| William M. Loftus Irrevocable Trust Fbo Samantha | Shareholder | Jun 2021 | A | 5% – 10% |
| William M. Loftus Irrevocable Trust Fbo Elizabeth | Shareholder | Jun 2021 | A | 5% – 10% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| United Anesthesia Services, P.C. 401(k) Plan | United Anesthesia Services, P.C. | 472 | $200M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 975 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $405M (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗