Rpm Capital Management, Llc
- Regulatory AUM
- $74.3M
- Discretionary
- $74.3M
- Clients
- 148
- Avg AUM / client
- $502K
- Accounts
- 148
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of May 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5 | $683K | 0.92% |
| High net worth individuals | 135 | $71.0M | 95.5% |
| Pension and profit sharing plans | 1 | $501K | 0.67% |
| Charitable organizations | 1 | $43.7K | 0.06% |
| Corporations and other businesses | 6 | $2.1M | 2.85% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michele Mary Newland | Managing Member, Partner | Jun 2012 (14y) | 50% – 75% | |
| Robert Allan Defruscio | Owner | Jun 2012 (14y) | 25% – 50% | |
| Abbott, Tracy, Kate | Chief Compliance Officer | Aug 2023 (3y) | Less than 5% | |
| Paul Philip Matthews | Registered representative | Jun 2012 (14y) | ||
| Stacy Mari Goldsmith | Registered representative | Feb 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/20/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • DUE DILIGENCE FEES
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $72.2M (97% of AUM) May 2026
- Pershing $9.1M (5% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 20, 2026.
View current Form ADV (SEC/IAPD) ↗