AUMdb

Maltin Wealth Management, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 164330 · SEC file 801-77022 · · WWW.MALTINWEALTH.COM
☆ Save with Pro ADV data as of Feb 27, 2026
Regulatory AUM
$507M
Discretionary
$480M
Clients
214
Avg AUM / client
$2.4M
Accounts
1,034
Employees
5

AUM over time

$0 $507M
Aug 3, 2012 Feb 27, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Feb 27, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 75 $28.8M 5.68%
High net worth individuals 126 $461M 91.0%
Pension and profit sharing plans 7 $8.6M 1.7%
Corporations and other businesses 6 $8.3M 1.64%

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Peter L Maltin Principal / Chief Compliance Officer Sep 2012 (14y) 75% or more
Gerald Zachary Brown Registered representative CFP May 2022 (4y)
William Max Scholz Registered representative Oct 2022 (4y)
Sergio Daniel Rodriguez Registered representative CFP May 2023 (3y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 02/27/2026 914 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2026.

View current Form ADV (SEC/IAPD) ↗