Pacific Harbor Holdings, Limited
- Regulatory AUM
- $23.2M
- Discretionary
- $23.2M
- Clients
- 1
- Avg AUM / client
- $23.2M
- Accounts
- 1
- Employees
- 16
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 12, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $23.2M | 100.0% |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Allderige, Warren, Dudley | Ceo And Indirect Owner | Aug 2006 (20y) | 75% or more | |
| Mao, Ho Wing | Deputy Chief Financial Officer | Jan 2013 (14y) | Less than 5% | |
| Yu, Kwok Man, Albert | Chief Compliance Officer | Aug 2013 (13y) | Less than 5% | |
| Lin, Yuri, Yee Lee | Managing Director | Apr 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pacific Harbor Group Holdings Pty Limited | Owner | May 2007 | A | 75% or more |
| Pacific Harbor Associates Limited | Indirect Owner | May 2007 | B | ≈ 56.25% – 100% via Pacific Harbor Group Holdings Pty Limited |
Estimated effective ownership (look-through of filed bands):
- Pacific Harbor Associates Limited: 75% – 100% of Pacific Harbor Group Holdings Pty Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/12/2026 | 1.2 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 12, 2026.
View current Form ADV (SEC/IAPD) ↗