Invex Advisors Llc
- Regulatory AUM
- $759M
- Discretionary
- $759M
- Clients
- 80
- Avg AUM / client
- $9.5M
- Accounts
- 84
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 14 | $894K | 0.12% |
| High net worth individuals | 44 | $221M | 29.1% |
| Banking or thrift institutions | 8 | $69.2M | 9.11% |
| Investment companies | 3 | $214M | 28.2% |
| Insurance companies | Fewer than 5 clients | $58.2M | 7.66% |
| Corporations and other businesses | 11 | $196M | 25.8% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of May 2024 · $171M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Invex Global Opportunities | Other Private Fund | Cayman Islands | $103M | 402 |
| Invex Short Duration Strategy | Other Private Fund | Cayman Islands | $46.2M | 352 |
| Invex Income Fund | Other Private Fund | Cayman Islands | $22.3M | 248 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barrientos Serrano, Carlos | Chief Compliance Officer | May 2012 (14y) | Less than 5% | |
| Reyes Retana Higuera, Gerardo | President | May 2012 (14y) | Less than 5% | |
| Juan Pablo Cobian Moran | Registered representative | May 2019 (7y) | ||
| Rodolfo Dunin | Registered representative | Oct 2019 (7y) | ||
| Fernando Barroso Rodriguez | Registered representative | Jun 2020 (6y) | ||
| Maria Ivonne Juraidini | Registered representative | Nov 2021 (5y) | ||
| Juan Salvador Amaya Franck | Registered representative | Jan 2025 (2y) | ||
| Isaac Isaias Gomez Wolf | Registered representative | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Invex Holdings, Inc | Member | Mar 2017 | A | 75% or more |
| Invex Controladora S.A.B. De C.V. | Shareholder | Feb 2017 | B | ≈ 56.25% – 100% via Invex Holdings, Inc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Invex Controladora S.A.B. De C.V.: 75% – 100% of Invex Holdings, Inc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $171M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Invex Global Opportunities | Other Private Fund | $103M | $1.0M | 402 |
| Invex Short Duration Strategy | Other Private Fund | $46.2M | $100K | 352 |
| Invex Income Fund | Other Private Fund | $22.3M | $100K | 248 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 1.57 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Pershing $586M (77% of AUM) Mar 2026
- Bank Of America, National Association $32.5M (7% of AUM) Jun 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗