AUMdb

Fmb Retirement Services

SEC-registered Institutional / Pension Advisor · Small ($100M–$1B) CRD 164571 · SEC file 801-76839 · Westlake Village, CA · WWW.FMBRETIREMENT.COM
☆ Save with Pro ADV data as of Mar 05, 2026
Regulatory AUM
$146M
Discretionary
$146M
Clients
45
Avg AUM / client
$3.2M
Accounts
85
Employees
12

AUM over time

$32.3M $146M
Jun 2012 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 05, 2026

Who they serve

Client typeClientsAUM% of AUM
Pension and profit sharing plans 45 $146M 100.0%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Floyd, Skeren, Manukian, Langevin, Llp 401(k) Profit Sharing Plan & Trust Floyd Skeren Manukian Langevin, Llp 2024
Able Freight Services, Llc 401(k) Plan Able Freight Services, Llc 2024

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Debra Annette Fields President, Cfo, Partner CFP May 2012 (14y) 50% – 75%
Grant E Blindbury Director CFP Jul 2012 (14y) 10% – 25%
Jeremy James Fields Partner, Director CFP Dec 2012 (14y) Less than 5%
David Ray Howerton Chief Compliance Officer, Chief Operations Officer Jul 2018 (8y) Less than 5%
Daniel Laurence Mock Registered representative CFP Oct 2014 (12y)
Andrew Jakob Miller Registered representative Jan 2020 (7y)
Jake L Berman Registered representative Mar 2023 (3y)

Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (2)

PlanSponsorParticipantsPlan assetsAs of
Floyd, Skeren, Manukian, Langevin, Llp 401(k) Profit Sharing Plan & Trust Floyd Skeren Manukian Langevin, Llp 111 $8.8M 01/01/2024
Able Freight Services, Llc 401(k) Plan Able Freight Services, Llc 227 $7.0M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/05/2026 1.02 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for businesses/institutional clients
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.

View current Form ADV (SEC/IAPD) ↗