Mosaic Advisors Llc
- Regulatory AUM
- $581M
- Discretionary
- $571M
- Clients
- 72
- Avg AUM / client
- $8.1M
- Accounts
- 275
- Employees
- 27
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 7 | $1.2M | 0.21% |
| High net worth individuals | 65 | $560M | 96.5% |
| Charitable organizations | Fewer than 5 | $19.1M | 3.29% |
People (23)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brandon Ross Henry | Partner | Jun 2012 (14y) | ≈ 14.06% – 50% via Aperture Holdings | |
| Carey Stuart Kesner | Partner | CFP | Jun 2012 (14y) | ≈ 18.75% – 50% via Mosaic Wealth Partners, Llc |
| Jay Lee Goldberg | Registered representative | CFP | Oct 2012 (14y) | |
| Laure Hamzo | Registered representative | CFP | Feb 2014 (12y) | |
| Ryan Lawrence Grosskreuz | Registered representative | CFA | Jun 2022 (4y) | |
| Keaton Vaughn Dockery Yanker | Registered representative | CFP | Nov 2022 (4y) | |
| Alexandra Roggero | Registered representative | CFP | May 2023 (3y) | |
| Jon Matthew Slovisky | Registered representative | CFP | Jun 2023 (3y) | |
| Ana Carolina Tagtmeyer | Registered representative | Jun 2023 (3y) | ||
| Aaron Edward Hart | Registered representative | CFP | Jul 2023 (3y) | |
| Carlos Alberto Betancourt | Registered representative | Apr 2024 (2y) | ||
| Eloy Anthony Hernandez | Registered representative | CFP | Apr 2024 (2y) | |
| Jeremy David Little | Registered representative | May 2024 (2y) | ||
| Richard Earl Meyer | Registered representative | Aug 2024 (2y) | ||
| Kristin Nicole Hurst Hebron | Registered representative | CFP | Oct 2024 (2y) | |
| Mason Lincoln Aydelotte | Registered representative | May 2025 (1y) | ||
| Reid William Thompson | Registered representative | Jun 2025 (1y) | ||
| Nicholas David Pelini | Registered representative | Jun 2025 (1y) | ||
| Jacy Lynn Norris | Registered representative | Jul 2025 (1y) | ||
| Andre Hilson Massicott | Registered representative | Aug 2025 (1y) | ||
| Michael Dee | Registered representative | CFA | Sep 2025 (1y) | |
| Aaron Price | Registered representative | Jun 2026 (0y) | ||
| Gustavo Montano | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Mosaic Wealth Partners, Llc | Managing Member | Jun 2012 | A | 75% or more |
| Aperture Holdings | Owner | Jan 2021 | B | ≈ 18.75% – 50% via Mosaic Wealth Partners, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Brandon Ross Henry: 75% – 100% of Aperture Holdings × 25% – 50% of Mosaic Wealth Partners, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Carey Stuart Kesner: 25% – 50% of Mosaic Wealth Partners, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Aperture Holdings: 25% – 50% of Mosaic Wealth Partners, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/02/2026 | 980 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $581M (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗