Waterway Wealth Management, L.L.C.
- Regulatory AUM
- $676M
- Discretionary
- $652M
- Clients
- 142
- Avg AUM / client
- $4.8M
- Accounts
- 1,073
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Apr 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $32.9M | 4.87% |
| High net worth individuals | 124 | $642M | 95.0% |
| Corporations and other businesses | 3 | $830K | 0.12% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Paul Michalk | Managing Member And Chief Compliance Officer | CFP Chartered Financial Consultant CFA | Jul 2012 (14y) | 75% or more |
| Ariel Nicole Jasso | Registered representative | Feb 2024 (2y) | ||
| Ross Conner King | Registered representative | CFP | Apr 2024 (2y) | |
| Jessica Leigh Mccain | Registered representative | CFP | Feb 2025 (1y) | |
| Daniel Robert Trgovich | Registered representative | CFA | Mar 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/13/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $601M (89% of AUM) Apr 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 13, 2026.
View current Form ADV (SEC/IAPD) ↗