Argent Retirement Plan Advisors, Llc
- Regulatory AUM
- $683M
- Discretionary
- $0
- Clients
- 53
- Avg AUM / client
- $12.9M
- Accounts
- 53
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 53 | $683M | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| The Purple Guys, L.L.C. Retirement Savings Plan The Purple Guys, L.L.C. | 2024 | |
| Supplemental Pension/401(k) Plan To Ibew Lu1141 Retirement And 401(k) Plan Ibew Lu 1141 Pension Trust | 2024 | |
| United Petroleum Transports, Inc. Employees Savings Plan United Petroleum Transports, Inc. | 2024 | |
| Elmer Smith Oil Co., Inc. Employees' Profit Sharing Plan Elmer Smith Oil Company | 2024 | |
| Seaside Healthcare, Inc. 401(k) Plan Seaside Healthcare, Inc. | 2024 | |
| Atwood Distributing 401(k) Profit Sharing Plan Atwood Distributing, L.P. | 2024 | |
| Pala Group, Inc. Savings Plan And Trust Pala Group, Inc. | 2024 | |
| Advantage Pooled Employer Plan An Argent Solution Newport Group, Inc. | 2024 | |
| Nbc Profit Sharing / 401(k) Plan Nbc Corp. Of Oklahoma Inc. | 2024 | |
| Power & Telephone Supply Company 401(k) Plan Power & Telephone Supply Company | 2024 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brown, Carrie, Alana | Chief Compliance Officer | Jan 2017 (10y) | Less than 5% | |
| Mark Milton | President | Aug 2018 (8y) | Less than 5% | |
| Christopher Wayne Shankle | Registered representative | Jul 2016 (10y) | ||
| Thomas Michael Faherty | Registered representative | Jun 2021 (5y) | ||
| Todd Aaron Barker | Registered representative | Aug 2025 (1y) | ||
| Whitney Shane Blocker | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Argent Financial Group, Inc. | Member | Dec 2015 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (10)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| The Purple Guys, L.L.C. Retirement Savings Plan | The Purple Guys, L.L.C. | 0 | $0 | 07/01/2024 |
| Supplemental Pension/401(k) Plan To Ibew Lu1141 Retirement And 401(k) Plan | Ibew Lu 1141 Pension Trust | 1,944 | $189M | 06/01/2024 |
| United Petroleum Transports, Inc. Employees Savings Plan | United Petroleum Transports, Inc. | 525 | $7.7M | 01/01/2024 |
| Elmer Smith Oil Co., Inc. Employees' Profit Sharing Plan | Elmer Smith Oil Company | 189 | $14.3M | 01/01/2024 |
| Seaside Healthcare, Inc. 401(k) Plan | Seaside Healthcare, Inc. | 1,186 | $10.0M | 01/01/2024 |
| Atwood Distributing 401(k) Profit Sharing Plan | Atwood Distributing, L.P. | 1,207 | $14.4M | 01/01/2024 |
| Pala Group, Inc. Savings Plan And Trust | Pala Group, Inc. | 492 | $25.5M | 01/01/2024 |
| Advantage Pooled Employer Plan An Argent Solution | Newport Group, Inc. | 486 | $14.8M | 01/01/2024 |
| Nbc Profit Sharing / 401(k) Plan | Nbc Corp. Of Oklahoma Inc. | 137 | $31.2M | 01/01/2024 |
| Power & Telephone Supply Company 401(k) Plan | Power & Telephone Supply Company | 283 | $97.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.32 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Argent Trust Company $65.1M (77% of AUM) Aug 2018
- TD Ameritrade $18.8M (100% of AUM) Jun 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗