Peak Rock Capital Llc
SEC-registered
Private Fund Manager · Mid-sized ($1B–$10B)
CRD 165138
· SEC file 801-77089
· Austin, TX
· WWW.PEAKROCKCAPITAL.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $7.3B
- Discretionary
- $7.3B
- Clients
- 29
- Avg AUM / client
- $251M
- Accounts
- 29
- Employees
- 55
AUM over time
$200
$7.3B
Aug 2012
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 29 | $7.3B | 100.0% |
Private funds (22)
View all →Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $4.5B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Peak Rock Capital Fund Iii Lp | Private Equity Fund | Delaware | $2.1B | 113 |
| Peak Rock Capital Fund Ii Lp | Private Equity Fund | Delaware | $992M | 78 |
| Peak Rock Capital Fund Iii A Lp | Private Equity Fund | Delaware | $412M | 39 |
| Peak Rock Capital Fund Lp | Private Equity Fund | Delaware | $355M | 41 |
| Peak Rock Capital Fund Ii A Lp | Private Equity Fund | Delaware | $147M | 32 |
| Peak Rock Capital Credit Fund Ii Lp | Private Equity Fund | Delaware | $101M | 61 |
| Peak Rock Real Estate Fund I Lp | Private Equity Fund | Delaware | $79.7M | 21 |
| Peak Rock Capital Fund A Lp | Private Equity Fund | Delaware | $65.2M | 13 |
| Peak Rock Capital Credit Fund Iii Lp | Private Equity Fund | Delaware | $63.0M | 25 |
| Peak Rock Capital Credit Fund Iii B Nus Lp | Private Equity Fund | Delaware | $48.7M | 3 |
| Peak Rock Capital Credit Fund Iii Nus Lp | Private Equity Fund | Delaware | $47.1M | 4 |
| Peak Rock Capital Credit Fund Iii A Lp | Private Equity Fund | Delaware | $38.0M | 5 |
| Peak Rock Capital Executive Fund Iii Lp | Private Equity Fund | Delaware | $23.4M | 40 |
| Peak Rock Capital Executive Fund Ii Lp | Private Equity Fund | Delaware | $23.1M | 48 |
| Peak Rock Capital Credit Fund Ii Nus Lp | Private Equity Fund | Delaware | $18.1M | 11 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Enbridge Employee Services, Inc. Employees' Pension Plan Enbridge Employee Services, Inc. | 2024 | |
| Jpmorgan Chase Retirement Plan Jpmorgan Chase Bank, National Association | 2024 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Martinez, Steven, Edward | Managing Director | Aug 2007 (19y) | Less than 5% | |
| Martinez, Wendy, Blue | Trustee | Aug 2007 (19y) | GP / trustee / elected manager of The Martinez Family Living Trust (indirect) | |
| Disimone, Anthony, Kurt | Member, And Chief Executive Officer | Jun 2012 (14y) | ≈ 12.5% – 37.5% via Lake Travis Capital Llc | |
| Disimone, Sarah, Warren | Member | Jun 2012 (14y) | ≈ 12.5% – 37.5% via Lake Travis Capital Llc | |
| Leibman, Peter, John | Member And Managing Director | Jul 2012 (14y) | 5% – 10% | |
| Choi, Jung, Woo | Chief Financial Officer And Chief Compliance Officer | Oct 2012 (14y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lake Travis Capital Llc | Member | Jul 2012 | A | 50% – 75% |
| The Martinez Family Living Trust | Member | Jul 2012 | A | 25% – 50% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Disimone, Anthony, Kurt: 25% – 50% of Lake Travis Capital Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
- Disimone, Sarah, Warren: 25% – 50% of Lake Travis Capital Llc × 50% – 75% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (22, $4.5B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Peak Rock Capital Fund Iii Lp | Private Equity Fund | $2.1B | $5.0M | 113 |
| Peak Rock Capital Fund Ii Lp | Private Equity Fund | $992M | $5.0M | 78 |
| Peak Rock Capital Fund Iii A Lp | Private Equity Fund | $412M | $5.0M | 39 |
| Peak Rock Capital Fund Lp | Private Equity Fund | $355M | $5.0M | 41 |
| Peak Rock Capital Fund Ii A Lp | Private Equity Fund | $147M | $5.0M | 32 |
| Peak Rock Capital Credit Fund Ii Lp | Private Equity Fund | $101M | $5.0M | 61 |
| Peak Rock Real Estate Fund I Lp | Private Equity Fund | $79.7M | $0 | 21 |
| Peak Rock Capital Fund A Lp | Private Equity Fund | $65.2M | $5.0M | 13 |
| Peak Rock Capital Credit Fund Iii Lp | Private Equity Fund | $63.0M | $5.0M | 25 |
| Peak Rock Capital Credit Fund Iii B Nus Lp | Private Equity Fund | $48.7M | $5.0M | 3 |
| Peak Rock Capital Credit Fund Iii Nus Lp | Private Equity Fund | $47.1M | $5.0M | 4 |
| Peak Rock Capital Credit Fund Iii A Lp | Private Equity Fund | $38.0M | $5.0M | 5 |
| Peak Rock Capital Executive Fund Iii Lp | Private Equity Fund | $23.4M | $25.0K | 40 |
| Peak Rock Capital Executive Fund Ii Lp | Private Equity Fund | $23.1M | $25.0K | 48 |
| Peak Rock Capital Credit Fund Ii Nus Lp | Private Equity Fund | $18.1M | $5.0M | 11 |
| Peak Rock Capital Credit Fund Ii A Lp | Private Equity Fund | $16.0M | $5.0M | 30 |
| Peak Rock Capital Credit Fund Ii A Nus Lp | Private Equity Fund | $10.2M | $5.0M | 10 |
| Peak Rock Capital Executive Fund Lp | Private Equity Fund | $6.4M | $25.0K | 28 |
| Peak Rock Executive Real Estate Fund I Lp | Private Equity Fund | $2.9M | $25.0K | 25 |
| Peak Rock Capital Executive Credit Fund Ii Lp | Private Equity Fund | $2.6M | $6.3K | 48 |
| Peak Rock Capital Credit Fund Iii B Lp | Private Equity Fund | $1.3M | $5.0M | 2 |
| Peak Rock Capital Executive Credit Fund Iii Lp | Private Equity Fund | $1.0M | $5.0M | 11 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Enbridge Employee Services, Inc. Employees' Pension Plan | Enbridge Employee Services, Inc. | 5,354 | $1.1B | 01/01/2024 |
| Jpmorgan Chase Retirement Plan | Jpmorgan Chase Bank, National Association | 78,270 | $16.1B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 7.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗