The American Institute For Advanced Investment Management, Llp
- Regulatory AUM
- $309M
- Discretionary
- $278M
- Clients
- 246
- Avg AUM / client
- $1.3M
- Accounts
- 452
- Employees
- 2
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 102 | $27.9M | 9.01% |
| High net worth individuals | 134 | $270M | 87.4% |
| Pension and profit sharing plans | Fewer than 5 clients | $3.0M | 0.97% |
| Charitable organizations | 10 | $8.1M | 2.61% |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Philip Lee Nagel | Managing General Partner, Chief Compliance Officer | CFP Chartered Financial Consultant | Aug 2012 (14y) | ≈ 37.5% – 75% via Pln Investment Strategies, Llc |
| William Floyd Hill | Managing General Partner | CFP | Aug 2012 (14y) | ≈ 37.5% – 75% via The Hill Investment Group, Llc |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pln Investment Strategies, Llc | General Partner | Aug 2012 | A | 50% – 75% |
| The Hill Investment Group, Llc | General Partner | Aug 2012 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Philip Lee Nagel: 75% – 100% of Pln Investment Strategies, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
- William Floyd Hill: 75% – 100% of The Hill Investment Group, Llc × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/21/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- LPL Financial $309M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 21, 2026.
View current Form ADV (SEC/IAPD) ↗