Teamwork Financial Advisors, Llc
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 2,485
- Avg AUM / client
- $408K
- Accounts
- 4,648
- Employees
- 29
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 18, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,487 | $258M | 25.5% |
| High net worth individuals | 993 | $746M | 73.6% |
| Pension and profit sharing plans | 2 | $1.7M | 0.17% |
| Charitable organizations | 3 | $7.6M | 0.75% |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Ronald Moe | Ceo, Chief Compliance Officer | Aug 2012 (14y) | 75% or more | |
| Diana Morales Jordan | Registered representative | Apr 2018 (8y) | ||
| Michael Samuel Srulowitz | Registered representative | Aug 2019 (7y) | ||
| Michael Francisco Gaona | Registered representative | Aug 2019 (7y) | ||
| Herbert N Kraus | Registered representative | Jan 2022 (5y) | ||
| Meagan Moe Niese | Registered representative | CFP | Feb 2022 (4y) | |
| Clay Rogers | Registered representative | Jun 2022 (4y) | ||
| Jeffrey Allen Wright | Registered representative | CFP Chartered Financial Consultant | Aug 2023 (3y) | |
| Madison Haley Moe | Registered representative | May 2024 (2y) | ||
| Austin Miller | Registered representative | Jun 2024 (2y) | ||
| Hany H Ahmad | Registered representative | CFP | Sep 2024 (2y) | |
| Tanner J. Friesenhahn | Registered representative | Dec 2024 (2y) | ||
| Russell Drake Thamm | Registered representative | Nov 2025 (1y) | ||
| Michael De Guzman | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/18/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.0B (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 18, 2026.
View current Form ADV (SEC/IAPD) ↗