Southstate Private Capital Management Llc
SEC-registered
Investment Adviser · Mid-sized ($1B–$10B)
CRD 165306
· SEC file 801-77650
· Columbia, SC
· www.linkedin.com
☆ Save with Pro
ADV data as of Jul 01, 2026
- Regulatory AUM
- $5.0B
- Discretionary
- $4.4B
- Clients
- 712
- Avg AUM / client
- $7.0M
- Accounts
- 1,583
- Employees
- 38
AUM over time
$179M
$5.0B
Dec 2012
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 346 | $172M | 3.47% |
| High net worth individuals | 219 | $667M | 13.4% |
| Banking or thrift institutions | 0 | $3.3B | 65.9% |
| Pension and profit sharing plans | 91 | $572M | 11.5% |
| Charitable organizations | 33 | $159M | 3.21% |
| State or municipal government entities | 0 | $35.5M | 0.72% |
| Other investment advisers | 0 | $1.8M | 0.04% |
| Insurance companies | 0 | $22.7M | 0.46% |
| Corporations and other businesses | 23 | $59.3M | 1.2% |
People (31)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Collin James Schmidt | Co President & Managing Director | CFP | Mar 2023 (3y) | Less than 5% |
| Kevin B Mcculley | Co President & Chief Investment Officer | CFP CFA | Mar 2023 (3y) | Less than 5% |
| Lounsbury, Elisabeth, C | Director Of Operations | Mar 2023 (3y) | Less than 5% | |
| Giles Rudolph Arthur Fox | Registered representative | CFA | Jun 2014 (12y) | |
| Darrell Eugene Laing | Registered representative | CFP Chartered Financial Consultant | Mar 2018 (8y) | |
| Peter Keilman | Registered representative | CFP CFA | Oct 2020 (6y) | |
| Samuel I Ogbonna | Registered representative | CFP | Apr 2021 (5y) | |
| Joshua David Forkey | Registered representative | CFP | Jun 2025 (1y) | |
| Shawn Harris | Registered representative | CFP | Jun 2025 (1y) | |
| Donna Sawyer Murray | Registered representative | CFP Chartered Financial Consultant | Jun 2025 (1y) | |
| Kyle Brooks Dwyer | Registered representative | CFP | Jun 2025 (1y) | |
| Steven F Wickline | Registered representative | CFA | Jun 2025 (1y) | |
| Christopher John Frey | Registered representative | CFP | Aug 2025 (1y) | |
| Jenna Marie Ricci | Registered representative | Nov 2025 (1y) | ||
| Brian Alan Barker | Registered representative | CFP | Jan 2026 (1y) | |
| David Murray Kirkpatrick | Registered representative | CFP | Jan 2026 (1y) | |
| Ethan Earl | Registered representative | Jan 2026 (1y) | ||
| Jennifer Ahendt Thompson | Registered representative | CFP Chartered Financial Consultant | Jan 2026 (1y) | |
| Jon Peter Ahrens | Registered representative | Jan 2026 (1y) | ||
| Joseph Terence Keating | Registered representative | Jan 2026 (1y) | ||
| Martin Cadenhead Mcwilliams | Registered representative | CFA | Jan 2026 (1y) | |
| Marion Franklin Sanders | Registered representative | Jan 2026 (1y) | ||
| Matthew Conner Day | Registered representative | Jan 2026 (1y) | ||
| William Harold Beecher | Registered representative | CFP | Jan 2026 (1y) | |
| Robert Bolling Fauntleroy | Registered representative | CFA | Jan 2026 (1y) | |
| William Lewis Barlow | Registered representative | Jan 2026 (1y) | ||
| Robin Smith Roseman | Registered representative | Jan 2026 (1y) | ||
| Rebecca Leigh Page | Registered representative | Mar 2026 (0y) | ||
| Jason Enrico Romero | Registered representative | Mar 2026 (0y) | ||
| Eric Jason Walker | Registered representative | May 2026 (0y) | ||
| Ariel Alejandro Marin | Registered representative | CFP | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Independent Bank | Managing Member | Jan 2019 | A | 75% or more |
| Marsh, Kara E | Chief Compliance Officer | Sep 2024 | A | Less than 5% |
| Independent Bank Group, Inc. | Shareholder | Sep 2002 | B | ≈ 56.25% – 100% via Independent Bank |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Independent Bank Group, Inc.: 75% – 100% of Independent Bank × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 1.1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Southstate Bank, N.A. $3.8B (77% of AUM) Jul 2026
- Charles Schwab & Co. $980M (20% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗