The Joseph Group Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 832
- Avg AUM / client
- $1.3M
- Accounts
- 832
- Employees
- 25
AUM over time
Annual snapshots from Form ADV filings · as of Mar 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 480 | $162M | 14.8% |
| High net worth individuals | 338 | $895M | 82.2% |
| Corporations and other businesses | 14 | $32.6M | 2.99% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Ice Miller Retirement Plan Ice Miller Llp | 2024 | |
| The Eye Physicians 401(k) Profit Sharing Plan The Eye Physicians, Llc | 2024 | |
| Bob Boyd Auto Family Salary Deferral Plan Bob Boyd Auto Family | 2024 | |
| Vorys, Sater, Seymour And Pease Llp Retirement Plan Vorys, Sater, Seymour And Pease Llp | 2024 |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mark Joseph Palmer | Chairman | Jan 1999 (28y) | ≈ 12.5% – 37.5% via Twinvestments, Inc. | |
| Matthew David Palmer | Chairman/Member | Jan 1999 (28y) | ≈ 12.5% – 37.5% via Twinvestments, Inc. | |
| Bruce Scott Mizer | President/Member & Cco | Dec 2012 (14y) | 10% – 25% | |
| Robert Travis Upton | Ceo/Member | CFA | Dec 2012 (14y) | 25% – 50% |
| Todd Daniel Walter | Chief Wealth Planning Officer/Member | CFP | Dec 2012 (14y) | 10% – 25% |
| Nicholas David Boyden | Registered representative | Sep 2021 (5y) | ||
| Matthew Thomas Zimmermann | Registered representative | CFP | Nov 2022 (4y) | |
| Theresa Le Chard | Registered representative | CFP | Jul 2024 (2y) | |
| Patrick Joseph Finneran | Registered representative | CFP | Jul 2024 (2y) | |
| Jonathan Philip Bailey | Registered representative | CFP | Nov 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Twinvestments, Inc. | Corporation/Member | Apr 2012 | A | 25% – 50% |
Undisclosed: 0% – 30% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Mark Joseph Palmer: 50% – 75% of Twinvestments, Inc. × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
- Matthew David Palmer: 50% – 75% of Twinvestments, Inc. × 25% – 50% direct ≈ 12.5% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Ice Miller Retirement Plan | Ice Miller Llp | 630 | $371M | 01/01/2024 |
| The Eye Physicians 401(k) Profit Sharing Plan | The Eye Physicians, Llc | 175 | $37.6M | 01/01/2024 |
| Bob Boyd Auto Family Salary Deferral Plan | Bob Boyd Auto Family | 121 | $10.9M | 01/01/2024 |
| Vorys, Sater, Seymour And Pease Llp Retirement Plan | Vorys, Sater, Seymour And Pease Llp | 708 | $436M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 952 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.1B (99% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗