Capstone Wealth Management Corp.
- Regulatory AUM
- $109M
- Discretionary
- $108M
- Clients
- 288
- Avg AUM / client
- $380K
- Accounts
- 364
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Jul 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 262 | $52.3M | 47.8% |
| High net worth individuals | 24 | $55.9M | 51.1% |
| Pension and profit sharing plans | 2 | $1.2M | 1.12% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Allen Ray Montgomery | President/Cco | Aug 2012 (14y) | 75% or more | |
| Christopher Dean Kline | Registered representative | Jan 2024 (3y) | ||
| Jonathan Thomas Stump | Registered representative | CFA | Nov 2024 (2y) | |
| Zachariah David Kline | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/02/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Trust Company Of America $114M (77% of AUM) Dec 2021
- Axos Clearing $70.0M (64% of AUM) Jul 2026
- Charles Schwab & Co. $35.5M (32% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 02, 2026.
View current Form ADV (SEC/IAPD) ↗