Gulfstream Cm, Llc
- Regulatory AUM
- $244M
- Discretionary
- $244M
- Clients
- 25
- Avg AUM / client
- $9.8M
- Accounts
- 25
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 23 | $50.1M | 20.5% |
| Pooled investment vehicles (non-investment companies) | 2 | $194M | 79.5% |
Private funds (2)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $204M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Gulfstream Opportunity Fund, Lp | Hedge Fund | Delaware | $144M | 46 |
| Gulfstream Value Fund, Lp | Hedge Fund | Delaware | $60.2M | 27 |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Posner, Ryan, Keith | Member | Sep 2005 (21y) | 50% – 75% | |
| Stephen Michael Barral | Member | Feb 2011 (16y) | 25% – 50% | |
| Lawlor, Kathryn, Elizabeth | Chief Compliance Officer | Dec 2017 (9y) | Less than 5% | |
| Andrew Beatty Sanford | Registered representative | May 2018 (8y) | ||
| Dewitt Loomis Alexandre | Registered representative | Jan 2020 (7y) | ||
| Alan Levering Tyson | Registered representative | Feb 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (2, $204M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Gulfstream Opportunity Fund, Lp | Hedge Fund | $144M | $3.0M | 46 |
| Gulfstream Value Fund, Lp | Hedge Fund | $60.2M | $1.0M | 27 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.53 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Pershing $50.1M (21% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗