Strategic Wealth Investment Group, Llc
- Regulatory AUM
- $1.4B
- Discretionary
- $1.4B
- Clients
- 3,900
- Avg AUM / client
- $355K
- Accounts
- 8,606
- Employees
- 88
AUM over time
Annual snapshots from Form ADV filings · as of Mar 23, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,614 | $913M | 65.9% |
| High net worth individuals | 286 | $472M | 34.1% |
People (33)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew James Dicken | Founder/Ceo | Jul 2002 (24y) | 75% or more | |
| Dustin Robert Stanley | Partner | Dec 2016 (10y) | 10% – 25% | |
| Jordan Schwartz | Partner | Jun 2018 (8y) | 5% – 10% | |
| Jacob Provart | Director Of Financial Planning | Mar 2024 (2y) | Less than 5% | |
| Scaffidi, Laurin, Mackenzie | Director Of Culture | Mar 2024 (2y) | Less than 5% | |
| Matthew Ashley Swendiman | Chief Compliance Officer | Chartered Financial Consultant CFA | Apr 2024 (2y) | Less than 5% |
| Joshua Matthew Smith | Registered representative | Sep 2018 (8y) | ||
| Robert Thomas De Lessio | Registered representative | Jun 2019 (7y) | ||
| Thomas Warren Reilly | Registered representative | Nov 2020 (6y) | ||
| Phillis Sax Pilvinis | Registered representative | Apr 2022 (4y) | ||
| Michael David Reeves | Registered representative | May 2022 (4y) | ||
| Scott Michael Pilvinis | Registered representative | CFP | Jun 2022 (4y) | |
| Jason Barrett Moore | Registered representative | Jul 2022 (4y) | ||
| Spencer Bryzeal | Registered representative | Sep 2022 (4y) | ||
| Bradley Scott Gaines | Registered representative | Aug 2023 (3y) | ||
| Ashlie Danielle Dague | Registered representative | Aug 2023 (3y) | ||
| Thomas Joseph Treshock | Registered representative | CFP | Feb 2024 (2y) | |
| Grant Robert Sandberg | Registered representative | May 2024 (2y) | ||
| John Mathew Gehri | Registered representative | CFP Chartered Financial Consultant | Jun 2024 (2y) | |
| Tyler Mc Intyre Walbridge | Registered representative | CFP | Jan 2025 (2y) | |
| Quinn Teague | Registered representative | Jan 2025 (2y) | ||
| Andrew Seter | Registered representative | Feb 2025 (1y) | ||
| Shawn Robert Harper | Registered representative | Mar 2025 (1y) | ||
| Dominic Portaro | Registered representative | Mar 2025 (1y) | ||
| Hairo Jose Rodriguez Pena | Registered representative | Mar 2025 (1y) | ||
| Erik Richard Bosman | Registered representative | Apr 2025 (1y) | ||
| Nicholas Tieri | Registered representative | May 2025 (1y) | ||
| Aaron Kinsey | Registered representative | Aug 2025 (1y) | ||
| Peter Casey Gayle | Registered representative | Oct 2025 (1y) | ||
| John Luke Robinson | Registered representative | Oct 2025 (1y) | ||
| Jonathan Matthew Weston | Registered representative | Nov 2025 (1y) | ||
| Austen Joseph Leninger | Registered representative | Mar 2026 (0y) | ||
| Madeleine Rose Muldoon | Registered representative | CFP | Apr 2026 (0y) |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/23/2026 | 1.06 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $1.4B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 23, 2026.
View current Form ADV (SEC/IAPD) ↗