CA
Clsa Americas, Llc
State-registered
Broker-Dealer (Dually Registered)
CRD 165533
· New York, NY
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ADV data as of Jun 08, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 123
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 61
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| State or municipal government entities | 2 | — | — |
| Other investment advisers | 121 | — | — |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bruce Carleton Clayton | Registered representative | Jan 2019 (8y) | ||
| Marc Louis Rene Saliba | Registered representative | Jan 2019 (8y) | ||
| Inigo Aragues | Registered representative | Jan 2019 (8y) | ||
| Si Chen | Registered representative | Feb 2019 (8y) | ||
| Bradley Harris Schwartz | Registered representative | Nov 2022 (4y) | ||
| Voon Chung Wong | Registered representative | Apr 2023 (3y) | ||
| Weiwei Chen | Registered representative | Sep 2024 (2y) | ||
| Madeleine Anne Fremont Smith | Registered representative | Sep 2024 (2y) | ||
| Karen Jane Eng | Registered representative | Feb 2025 (2y) | ||
| Glenn Stephen Lajeunesse | Registered representative | Jul 2025 (1y) | ||
| Quirino James Truscott | Registered representative | Oct 2025 (1y) | ||
| Andrew Mark Hilton | Registered representative | Dec 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/08/2026 | 4.69 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Commissions
- • Other fees
- • NEGOTIATED RATES FOR RESEARCH PRODUCT
Services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 08, 2026.
View current Form ADV (SEC/IAPD) ↗