Fairscale Capital, Llc
- Regulatory AUM
- $208M
- Discretionary
- $205M
- Clients
- 179
- Avg AUM / client
- $1.2M
- Accounts
- 534
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jan 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 122 | $32.4M | 15.6% |
| High net worth individuals | 55 | $173M | 83.1% |
| Other | 2 | $2.9M | 1.37% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jeffrey Norman Williams | Managing Member, Chief Compliance Officer | CFP | Aug 2012 (14y) | 50% – 75% |
| Dyllin Lance Moulton | Managing Member | Oct 2015 (11y) | 25% – 50% | |
| Alexander J Thompson | Registered representative | Sep 2020 (6y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/20/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: IN OCTOBER 2021, THE ADVISOR AND JEFFERY WILLIAMS ENTERED INTO A CONSENT AGREEMENT WITH THE NEW HAMPSHIRE BUREAU OF SECURITIES REGULATION ("BUREAU") UNDER WHICH THE ADVISOR AND MR. WILLIAMS AGREED TO CEASE AND DESIST FROM VIOLATING CHAPTER 421-B (THE NEW HAMPSHIRE UNIFORM SECURITIES ACT) AND TO PAY $5,000 IN COSTS. THE MATTER RELATED TO A COMPLAINT THAT MR. WILLIAMS DID NOT ACT ON THE INSTRUCTIONS OF AN ATTORNEY-IN-FACT ASSERTING AUTHORITY OVER A CLIENT ACCOUNT PURSUANT TO A POWER OF ATTORNEY. Status: Final Sanction Detail: UNDERTAKING NOT TO MAKE ANY PUBLIC STATEMENTS DENYING ALLEGATIONS IN THE CONSENT AGREEMENT. Summary: IN OCTOBER 2021, THE ADVISOR AND JEFFERY WILLIAMS ENTERED INTO A CONSENT AGREEMENT WITH THE NEW HAMPSHIRE BUREAU OF SECURITIES REGULATION ("BUREAU") UNDER WHICH THE ADVISOR AND MR. WILLIAMS AGREED TO CEASE AND DESIST FROM VIOLATING CHAPTER 421-B (THE NEW HAMPSHIRE UNIFORM SECURITIES ACT) AND TO PAY $5,000 IN COSTS. THE MATTER RELATED TO A COMPLAINT THAT MR. WILLIAMS DID NOT ACT ON THE INSTRUCTIONS OF AN ATTORNEY-IN-FACT ASSERTING AUTHORITY OVER A CLIENT ACCOUNT PURSUANT TO A POWER OF ATTORNEY.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • CONSULTING FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $205M (99% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 20, 2026.
View current Form ADV (SEC/IAPD) ↗