Kingsbridge Wealth Management, Inc.
- Regulatory AUM
- $469M
- Discretionary
- $469M
- Clients
- 52
- Avg AUM / client
- $9.0M
- Accounts
- 52
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 5 | $642K | 0.14% |
| High net worth individuals | 45 | $439M | 93.6% |
| Charitable organizations | 2 | $29.5M | 6.28% |
Private funds (6)
Reported in Form ADV Section 7.B.(1), filing of Oct 2024 · $260M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Kingsbridge Alternative Strategies Fund, Lp | Real Estate Fund | Delaware | $214M | 74 |
| Kingsbridge Ventures Rlf, Lp | Venture Capital Fund | Nevada | $19.8M | 9 |
| Kingsbridge Ventures I, Lp | Venture Capital Fund | Delaware | $9.4M | 15 |
| Kingsbridge Ventures Iv Lp | Venture Capital Fund | Delaware | $8.4M | 13 |
| Kingsbridge Ventures V Lp | Venture Capital Fund | Delaware | $4.6M | 15 |
| Kingsbridge Spv Ii | Venture Capital Fund | Delaware | $4.2M | 12 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Holzman, Edward, Michael | Trustee | Dec 2009 (17y) | GP / trustee / elected manager of Knox 2009 Investment Trust, Fbo Jessica B. Holzman (indirect) | |
| Holzman, Jessica, B. | Trustee | Dec 2009 (17y) | GP / trustee / elected manager of Knox 2009 Investment Trust, Fbo Jessica B. Holzman (indirect) | |
| David James Dunn | President | Sep 2012 (14y) | ≈ 25% – 56.25% via Dunn Family Trust | |
| Kerri Lynn Dunn | Executive Vice President And Chief Compliance Officer | Sep 2012 (14y) | ≈ 25% – 56.25% via Dunn Family Trust | |
| Martin Tico Orton | Sr. Vice President | Sep 2012 (14y) | 5% – 10% | |
| Knox, Gina | Trustee | Apr 2018 (8y) | GP / trustee / elected manager of Gina Knox Separately Held Property Trust (indirect) | |
| Donald Edwin Hall | Trustee | CFA | Aug 2019 (7y) | GP / trustee / elected manager of Hall Family Trust (indirect) |
| Evelyn Foo | Registered representative | May 2025 (1y) | ||
| Michael Daniel Immerman | Registered representative | Aug 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Dunn Family Trust | Owner | Mar 2018 | A | 50% – 75% |
| Gina Knox Separately Held Property Trust | Shareholder | Apr 2018 | A | 10% – 25% |
| Knox 2009 Investment Trust, Fbo Edward M. Holzman | Shareholder | Sep 2012 | A | 5% – 10% |
| Knox 2009 Investment Trust, Fbo Jessica B. Holzman | Shareholder | Sep 2012 | A | 5% – 10% |
| Hall Family Trust | Shareholder | Jul 2020 | A | 5% – 10% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- David James Dunn: 50% – 75% of Dunn Family Trust × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Kerri Lynn Dunn: 50% – 75% of Dunn Family Trust × 50% – 75% direct ≈ 25% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (6, $260M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Kingsbridge Alternative Strategies Fund, Lp | Real Estate Fund | $214M | $1.0M | 74 |
| Kingsbridge Ventures Rlf, Lp | Venture Capital Fund | $19.8M | $100K | 9 |
| Kingsbridge Ventures I, Lp | Venture Capital Fund | $9.4M | $500K | 15 |
| Kingsbridge Ventures Iv Lp | Venture Capital Fund | $8.4M | $500K | 13 |
| Kingsbridge Ventures V Lp | Venture Capital Fund | $4.6M | $500K | 15 |
| Kingsbridge Spv Ii | Venture Capital Fund | $4.2M | $125K | 12 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • PROJECT ADMINISTRATION FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $228M (49% of AUM) Mar 2026
- Interactive Brokers $6.7M (1% of AUM) Mar 2026
- National Financial Services (Fidelity) $4.1M (1% of AUM) Aug 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗