E. A. Horwitz Llc
- Regulatory AUM
- $273M
- Discretionary
- $273M
- Clients
- 369
- Avg AUM / client
- $739K
- Accounts
- 369
- Employees
- 13
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 347 | $264M | 96.8% |
| Pension and profit sharing plans | 15 | $5.2M | 1.91% |
| Charitable organizations | 7 | $3.6M | 1.31% |
People (10)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Edward Alan Horwitz | Cco | Oct 2012 (14y) | 75% or more | |
| Mary Kathryn Gerace Carleton | Registered representative | Personal Financial Specialist | Mar 2013 (13y) | |
| Patrick Barnes Brobeck | Registered representative | Mar 2013 (13y) | ||
| Ashley Elizabeth Armenta | Registered representative | Mar 2013 (13y) | ||
| Robert Wayne Youman | Registered representative | Jan 2016 (11y) | ||
| Pei Liu | Registered representative | Apr 2017 (9y) | ||
| Joan Marie Zimniewicz | Registered representative | Dec 2019 (7y) | ||
| Jakob Tyler Horwitz | Registered representative | Sep 2020 (6y) | ||
| Gerald A Horwitz | Registered representative | Jan 2026 (1y) | ||
| Lesley Winston | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 940 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- National Financial Services (Fidelity) $174M (64% of AUM) Mar 2026
- Charles Schwab & Co. $47.7M (17% of AUM) Mar 2026
- Pershing $706K (0% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗