Garrison Point Capital, Llc
- Regulatory AUM
- $316M
- Discretionary
- $316M
- Clients
- 16
- Avg AUM / client
- $19.7M
- Accounts
- 31
- Employees
- 4
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of May 26, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 13 | $46.7M | 14.8% |
| Investment companies | 1 | $245M | 77.7% |
| Charitable organizations | 1 | $15.4M | 4.88% |
| Corporations and other businesses | 1 | $8.3M | 2.63% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Meissner, Julie, Therese | Cco | Sep 2012 (14y) | Less than 5% | |
| Garrett James Smith | Owner | Oct 2012 (14y) | 50% – 75% of Garrison Point Holdings Gp, Llc (indirect) | |
| Jonathan Quoc Anh Tran | Trustee | Oct 2012 (14y) | Less than 5% | |
| Brian Heng Hok Loo | Managing Member | Apr 2013 (13y) | Less than 5% | |
| Li, Andy | Chief Financial Officer | Jan 2015 (12y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Garrison Point Holdings, Lp | Owner | Jul 2018 | A | 75% or more |
| Trident63 Holdings, Llc | Owner | Jun 2019 | B | ≈ 37.5% – 75% via Garrison Point Holdings, Lp |
| Garrison Point Holdings Gp, Llc | General Partner | Jul 2018 | B | GP / trustee / elected manager of Garrison Point Holdings, Lp (indirect) |
| Jonathan Tran Revocable Living Trust | Managing Member | Jul 2018 | B | GP / trustee / elected manager of Garrison Point Holdings Gp, Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Trident63 Holdings, Llc: 50% – 75% of Garrison Point Holdings, Lp × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/26/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: WITHOUT ADMITTING OR DENYING ANY WRONGDOING, THE FIRM CONSENTED TO THE ENTRY OF AN SEC ORDER THAT, WITH RESPECT TO ALPHACENTRIC INCOME OPPORTUNITIES FUND ("FUND"), THE FIRM FAILED TO DISCLOSE THE VALUATION OF CERTAIN "ODD-LOT" BONDS, FAILED TO HAVE SUFFICIENT POLICIES AND PROCEDURES RE THE DISCLOSURE OF PERFORMANCE AND THE FUND'S NET ASSET VALUE WAS OVERSTATED AS A RESULT. SEC ALSO STATED THE FIRM FAILED TO IMPLEMENT ITS COMPLIANCE POLICIES FOR VALUING FUND SECURITIES BY PLACING BIDS ON BONDS THE FUND ALREADY OWNED AT PRICES HIGHER THAN THOSE QUOTED BY THE FUND'S INDEPENDENT PRICING SERVICES. Status: Final Sanction Detail: CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND FUTURE VIOLATIONS OF SECTION 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940 AND RULES 206(4)-7 AND 206(4)-8 THEREUNDER, AND SECTION 34(B) OF THE INVESTMENT COMPANY ACT OF 1940 AND RULE 22C-1 THEREUNDER. CENSURE AND PAY A CIVIL MONETARY PENALTY OF $3.5 MILLION TO THE SEC. Summary: ON JUNE 3, 2022, WITHOUT ADMITTING OR DENYING ANY WRONGDOING, THE FIRM CONSENTED TO THE ENTRY OF AN ORDER BY THE U.S. SECURITIES AND EXCHANGE COMMISSION (THE "SEC") TO CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS AND FUTURE VIOLATIONS OF SECTION 206(4) OF THE INVESTMENT ADVISERS ACT OF 1940 AND RULES 206(4)-7 AND 206(4)-8 THEREUNDER, AND SECTION 34(B) OF THE INVESTMENT COMPANY ACT OF 1940 AND RULE 22C-1 THEREUNDER. ACCORDING TO THE SEC ORDER, WITH RESPECT TO THE ALPHACENTRIC INCOME OPPORTUNITIES FUND (THE "FUND"), THE FIRM DID NOT PROVIDE ENOUGH DISCLOSURE ABOUT HOW THE VALUATION OF CERTAIN "ODD-LOT" BONDS AFFECTED THE FUND'S OVERALL PERFORMANCE DURING MAY - JULY 2015. THE SEC ORDER ALSO STATES THAT THE FIRM DID NOT HAVE SUFFICIENT POLICIES AND PROCEDURES REGARDING THE DISCLOSURE OF PERFORMANCE TO INVESTORS, AND THAT THE FUND'S NET ASSET VALUE WAS OVERSTATED BY MORE THAN A PENNY AS A RESULT OF THE VALUATION ISSUES. FINALLY, THE SEC ORDER STATES THAT THE FIRM FAILED TO IMPLEMENT ITS COMPLIANCE POLICIES FOR VALUING FUND SECURITIES BY PLACING BIDS ON BONDS THE FUND ALREADY OWNED AT PRICES HIGHER THAN THOSE QUOTED BY THE FUND'S INDEPENDENT PRICING SERVICES. THE ADVISER AGREED AS PART OF THE SETTLEMENT TO A CENSURE AND PAY A CIVIL MONETARY PENALTY OF $3.5 MILLION TO THE SEC.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Wells Fargo $71.9M (3% of AUM) Nov 2018
- RBC $34.7M (11% of AUM) May 2026
- Merrill Lynch $15.4M (5% of AUM) May 2026
- Charles Schwab & Co. $12.0M (4% of AUM) May 2026
- Northern Trust $8.3M (3% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 26, 2026.
View current Form ADV (SEC/IAPD) ↗