Seraph Capital Associates, Llc
- Regulatory AUM
- $90.3M
- Discretionary
- $90.3M
- Clients
- 445
- Avg AUM / client
- $203K
- Accounts
- 445
- Employees
- 1
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 211 | $17.7M | 19.6% |
| High net worth individuals | 48 | $12.3M | 13.6% |
| Pooled investment vehicles (non-investment companies) | 8 | $48.8K | 0.05% |
| Pension and profit sharing plans | 70 | $13.9M | 15.4% |
| Charitable organizations | 17 | $7.5M | 8.31% |
| Insurance companies | 41 | $33.0M | 36.5% |
| Corporations and other businesses | 50 | $5.9M | 6.52% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Jun 2024 · $12.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Svc Ii Partners, Llc | Real Estate Fund | South Dakota | $6.2M | 8 |
| Svc Partners, Llc | Real Estate Fund | South Dakota | $4.0M | 5 |
| Svc Iii Partners, Llc | Real Estate Fund | South Dakota | $2.4M | 4 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sutterfield, Michelle, Lee | Shareholder | Jun 1999 (27y) | ≈ 37.5% – 75% via Sutterfield Financial Group, Inc. | |
| Trevor Shawn Sutterfield | Shareholder | Jun 1999 (27y) | ≈ 37.5% – 75% via Sutterfield Financial Group, Inc. | |
| Hyden, Zachary | Chief Compliance Officer | Feb 2018 (9y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sutterfield Financial Group, Inc. | Member | Feb 2018 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sutterfield, Michelle, Lee: 50% – 75% of Sutterfield Financial Group, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Trevor Shawn Sutterfield: 50% – 75% of Sutterfield Financial Group, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $12.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Svc Ii Partners, Llc | Real Estate Fund | $6.2M | $0 | 8 |
| Svc Partners, Llc | Real Estate Fund | $4.0M | $0 | 5 |
| Svc Iii Partners, Llc | Real Estate Fund | $2.4M | $0 | 4 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.67 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Fidelity Brokerage Services $45.7M (51% of AUM) Jul 2026
- Interactive Brokers $33.0M (37% of AUM) Jul 2026
- Charles Schwab & Co. $11.7M (13% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗