Vestor Capital, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 165855
· SEC file 801-77335
· Chicago, IL
· twitter.com
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $2.3B
- Discretionary
- $2.3B
- Clients
- 1,288
- Avg AUM / client
- $1.8M
- Accounts
- 3,753
- Employees
- 27
AUM over time
$432M
$2.3B
Oct 2012
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 605 | $162M | 7.11% |
| High net worth individuals | 592 | $1.9B | 84.6% |
| Pension and profit sharing plans | 62 | $114M | 5.03% |
| Charitable organizations | 5 | $5.9M | 0.26% |
| Corporations and other businesses | 24 | $69.2M | 3.04% |
People (24)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Dennis James Slott | Executive Vice President | CFP | Oct 2012 (14y) | Less than 5% |
| Martin Buehler | President | Dec 2012 (14y) | Less than 5% | |
| Carolyn Cetera Barr | Chief Compliance Officer | Jun 2020 (6y) | Less than 5% | |
| Peter J Mullins | Partner | CFP | Dec 2020 (6y) | Less than 5% |
| Scott Anthony Stuth | Partner | Dec 2020 (6y) | Less than 5% | |
| Brian C. Baker | Partner | CFP | Feb 2022 (4y) | Less than 5% |
| Elaine Sue Moss | Registered representative | Feb 2022 (4y) | ||
| Jason A Blandford | Registered representative | Feb 2022 (4y) | ||
| Jill Alwood Shuter | Registered representative | Feb 2022 (4y) | ||
| John P Dillon | Registered representative | Feb 2022 (4y) | ||
| Jake Alan Gice | Registered representative | Feb 2022 (4y) | ||
| Mark Richard Holden | Registered representative | CFP | Feb 2022 (4y) | |
| Samantha Harrison Dubuque | Registered representative | Feb 2022 (4y) | ||
| Sara Louise Barry | Registered representative | Feb 2022 (4y) | ||
| Thomas Brice Egan | Registered representative | Feb 2022 (4y) | ||
| Timothy Ralph Detloff | Registered representative | CFA | Feb 2022 (4y) | |
| John Matthew Malusa | Registered representative | CFA | Jun 2022 (4y) | |
| Anthony Wayne Greenwood | Registered representative | Jul 2022 (4y) | ||
| Stephen M Konsler | Registered representative | Nov 2022 (4y) | ||
| Evan Anthony Sullivan | Registered representative | Feb 2024 (2y) | ||
| Lauren Connelly | Registered representative | CFP | May 2024 (2y) | |
| Grace Martin | Registered representative | Jul 2024 (2y) | ||
| William R Grehan | Registered representative | Jun 2025 (1y) | ||
| Katie Marlo Tucker | Registered representative | Apr 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Focus Operating, Llc | Member | Oct 2012 | A | 75% or more |
| Focus Financial Partners, Llc | Member | Jan 2007 | B | ≈ 56.25% – 100% via Focus Operating, Llc |
| Focus Financial Partners Inc. | Managing Member | Jul 2018 | B | ≈ 42.19% – 100% via Focus Financial Partners, Llc |
| Ferdinand Ffp Acquisition, Llc | Shareholder, Class A Common Stock | Aug 2023 | B | ≈ 42.19% – 100% via Focus Financial Partners, Llc |
| Ferdinand Ffp Ultimate Holdings, Lp | Shareholder, Class A Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Intermediate Holdings, Llc | Member | Aug 2023 | B | ≈ 31.64% – 100% via Ferdinand Ffp Acquisition, Llc |
| Ferdinand Ffp Parent, Inc. | Member | Aug 2023 | B | ≈ 23.73% – 100% via Ferdinand Ffp Intermediate Holdings, Llc |
| Cd&R Ferdinand Holdings, L.P. | Partner | Aug 2023 | B | ≈ 15.82% – 75% via Ferdinand Ffp Ultimate Holdings, Lp |
| Clayton Dubilier & Rice Fund Xii, L.P. | Partner | Aug 2023 | B | ≈ 7.91% – 56.25% via Cd&R Ferdinand Holdings, L.P. |
| Cd&R Ferdinand Co Investor, L.P. | Partner | Aug 2023 | B | ≈ 3.96% – 37.5% via Cd&R Ferdinand Holdings, L.P. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Focus Financial Partners, Llc: 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Focus Financial Partners Inc.: 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ferdinand Ffp Acquisition, Llc: 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ferdinand Ffp Ultimate Holdings, Lp: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Intermediate Holdings, Llc: 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Parent, Inc.: 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Cd&R Ferdinand Holdings, L.P.: 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Clayton Dubilier & Rice Fund Xii, L.P.: 50% – 75% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 7.91% – 56.25% of the firm
- Cd&R Ferdinand Co Investor, L.P.: 25% – 50% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinand Ffp Ultimate Holdings, Lp × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 3.96% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • REVENUE SHARING WITH FRS, AND ON CREDIT AND CASH MGT SOLUTIONS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $1.5B (68% of AUM) Mar 2026
- Fidelity Investments $456M (20% of AUM) Mar 2026
- Pershing $80.0M (10% of AUM) Jul 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗