AUMdb

Greenwich Advisors, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 165892 · SEC file 801-130738 · Greenwich, CT · www.greenwichadvisors.com
☆ Save with Pro ADV data as of Jul 09, 2026
Regulatory AUM
$293M
Discretionary
$256M
Clients
72
Avg AUM / client
$4.1M
Accounts
211
Employees
4

AUM over time

$161M $293M
Jun 24, 2024 Jul 9, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Jul 09, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 35 $15.4M 5.25%
High net worth individuals 37 $170M 58.0%
Charitable organizations Fewer than 5 $3.0M 1.01%
Corporations and other businesses Fewer than 5 $105M 35.8%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Daniel Jay Portnoy Principal Jan 2014 (13y) 10% – 25%
Dennis Christopher Tucker Managing Partner & Chief Compliance Officer CFA Jun 2016 (10y) 75% or more
Jeffrey Daniel Evans Principal Dec 2017 (9y) 5% – 10%
Christopher Kuehne Registered representative CFP Dec 2025 (1y)
Alexander Tucker Registered representative Mar 2026 (0y)

Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 07/09/2026 957 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 09, 2026.

View current Form ADV (SEC/IAPD) ↗