Right Side Capital Management, Llc

Allegations: DAVID LAMBERT AND DBF GP LLC WERE ALLEGED TO HAVE VIOLATED CFE RULES 608 AND 620 FOR ENTERING VX FUTURES CONTRACTS INDUCING PARTICIPANTS IN CBOE GLOBAL MARKETS' CORRESPONDING OPTIONS EXCHANGE TO ADJUST PRICING ACCORDINGLY AFTER WHICH LAMBERT WOULD THEN TRADE OPPOSITE THE OPTIONS EXCHANGE PARTICIPANTS. Status: Final Sanction Detail: LAMBERT WAS SUSPENDED FOR A PERIOD OF SIX MONTHS FROM DIRECT OR INDIRECT ACCESS TO ALL EXCHANGES OWNED OR CONTROLLED BY CBOE GLOBAL MARKETS, SUSPENSION BEGINNING APRIL 18, 2018 AND ENDING OCTOBER 18, 2018. A FINE OF $20,000 AND DISGORGEMENT OF $19,500, WERE ON DAVID LAMBERT AND DBF GP LLC AND WAS PAID ON MAY 18, 2018. Summary: DAVID LAMBERT, AND DBF GP LLC, WITHOUT ADMITTING OR DENYING THAT A VIOLATION OF CFE RULES HAD BEEN COMMITTED, ENTERED INTO A LETTER OF CONSENT RELATING TO ALLEGED VIOLATIONS OF CFE RULES 608 AND 620. THE CFE DECISION ACCEPTING LETTER OF CONSENT IMPOSED A FIND AND DISGORGEMENT AS TO DAVID LAMBERT AND DBF GP LLC, AND SUSPENDED LAMBERT FROM TRADING ON CBOE GLOBAL MARKETS EXCHANGES FOR A PERIOD OF 6 MONTHS ENDING OCTOBER 18, 2018. THIS MATTER IS FINAL.