Griffis Residential Investment Advisor
- Regulatory AUM
- $1.9B
- Discretionary
- $1.8B
- Clients
- 20
- Avg AUM / client
- $92.7M
- Accounts
- 20
- Employees
- 30
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 20 | $1.9B | 100.0% |
Private funds (11)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.7B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Griffis Premium Apartment Fund Vi (Hnw), L.P. | Real Estate Fund | Delaware | $276M | 92 |
| Griffis Premium Apartment Fund V (Inst), Lp master | Real Estate Fund | Delaware | $272M | 32 |
| Griffis Premium Apartment Fund Vi (Inst), L.P. master | Real Estate Fund | Delaware | $253M | 24 |
| Griffis Premium Apartment Fund V (Hnw), Lp | Real Estate Fund | Delaware | $220M | 117 |
| Griffis Premium Apartment Fund Iv (Hnw), Lp | Real Estate Fund | Delaware | $194M | 121 |
| Griffis Premium Apartment Fund Iv, Lp | Real Estate Fund | Delaware | $176M | 11 |
| Griffis Premium Apartment Fund Iv (M), Lp | Real Estate Fund | Delaware | $134M | 1 |
| Griffis Premium Apartment Fund Iv (Mt), Lp | Real Estate Fund | Delaware | $65.6M | 2 |
| Griffis Premium Apartment Fund Iii Investments, Llc master | Real Estate Fund | Delaware | $42.8M | 158 |
| Griffis Premium Apartment Fund Iv (Ai), Lp | Real Estate Fund | Delaware | $27.0M | 53 |
| 2400 Elliott Investors, Llc | Real Estate Fund | Delaware | $7.0M | 47 |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Griffis, Ian, Christopher | Managing Director And Co Chief Executive Officer | Oct 1997 (29y) | ≈ 37.5% – 75% via Griffis Investment Company, Inc. | |
| Birnbaum, David, Michael | Managing Director And Co Chief Executive Officer | Mar 2005 (21y) | ≈ 18.75% – 50% via New Century Investment Company, Inc. | |
| Barta, Thomas, Shane | President And Chief Operating Officer | Dec 2007 (19y) | ≈ 3.75% – 10% via Tgt, Inc. | |
| Souther, Christopher, Carroll | Chief Financial Officer And Chief Compliance Officer | Jul 2016 (10y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Griffis Investment Company, Inc. | Member | Nov 2012 | A | 50% – 75% |
| New Century Investment Company, Inc. | Member | Nov 2012 | A | 25% – 50% |
| Tgt, Inc. | Member | Nov 2012 | A | 5% – 10% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Griffis, Ian, Christopher: 75% – 100% of Griffis Investment Company, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
- Birnbaum, David, Michael: 75% – 100% of New Century Investment Company, Inc. × 25% – 50% direct ≈ 18.75% – 50% of the firm
- Barta, Thomas, Shane: 75% – 100% of Tgt, Inc. × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (11, $1.7B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Griffis Premium Apartment Fund Vi (Hnw), L.P. | Real Estate Fund | $276M | $100K | 92 |
| Griffis Premium Apartment Fund V (Inst), Lp | Real Estate Fund | $272M | $400K | 32 |
| Griffis Premium Apartment Fund Vi (Inst), L.P. | Real Estate Fund | $253M | $500K | 24 |
| Griffis Premium Apartment Fund V (Hnw), Lp | Real Estate Fund | $220M | $250K | 117 |
| Griffis Premium Apartment Fund Iv (Hnw), Lp | Real Estate Fund | $194M | $500K | 121 |
| Griffis Premium Apartment Fund Iv, Lp | Real Estate Fund | $176M | $500K | 11 |
| Griffis Premium Apartment Fund Iv (M), Lp | Real Estate Fund | $134M | $500K | 1 |
| Griffis Premium Apartment Fund Iv (Mt), Lp | Real Estate Fund | $65.6M | $500K | 2 |
| Griffis Premium Apartment Fund Iii Investments, Llc | Real Estate Fund | $42.8M | $500K | 158 |
| Griffis Premium Apartment Fund Iv (Ai), Lp | Real Estate Fund | $27.0M | $500K | 53 |
| 2400 Elliott Investors, Llc | Real Estate Fund | $7.0M | $50.0K | 47 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 4.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗