Pathway Financial Advisers, Llc
- Regulatory AUM
- $524M
- Discretionary
- $524M
- Clients
- 822
- Avg AUM / client
- $638K
- Accounts
- 1,832
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 11, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 673 | $171M | 32.6% |
| High net worth individuals | 142 | $347M | 66.2% |
| Pension and profit sharing plans | 2 | $5.3M | 1.01% |
| Charitable organizations | 3 | $577K | 0.11% |
| Corporations and other businesses | 2 | $628K | 0.12% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Steven Eric Post | Managing Member, Chief Investment Officer And Investment Adviser | Nov 2012 (14y) | 25% – 50% | |
| Joel Matthew Grimm | Member And Investment Adviser | Jan 2014 (13y) | 25% – 50% | |
| David Reynolds Tracey | Member, Chief Compliance Officer And Investment Adviser | CFP | Dec 2017 (9y) | 25% – 50% |
| Austin Scott Miller | Registered representative | Sep 2014 (12y) | ||
| Jordan Micah Pfister | Registered representative | Jan 2022 (5y) | ||
| Erin Lee Mutton | Registered representative | Nov 2023 (3y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/11/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $523M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 11, 2026.
View current Form ADV (SEC/IAPD) ↗