Signal Research Group Llc
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ADV data as of Feb 26, 2026
- Regulatory AUM
- $18.3M
- Discretionary
- $18.3M
- Clients
- 104
- Avg AUM / client
- $176K
- Accounts
- 150
- Employees
- 2
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 94 | $11.9M | 64.6% |
| High net worth individuals | 10 | $6.1M | 33.3% |
| Pension and profit sharing plans | Fewer than 5 clients | $132K | 0.72% |
| Corporations and other businesses | Fewer than 5 clients | $242K | 1.32% |
People (1)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Matthew Edward Spangler | Registered representative | Dec 2013 (13y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/26/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • SERVICE SUBSCRIPTION, REFERRAL COMPENSATION
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Market timing services
Custody
Reported custodians
- Sei Investments Distribution Co. $14.8M (81% of AUM) Feb 2026
- Axos Clearing $2.9M (16% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 26, 2026.
View current Form ADV (SEC/IAPD) ↗