Lake Hill Capital Management, Llc
- Regulatory AUM
- $1.6B
- Discretionary
- $1.6B
- Clients
- 2
- Avg AUM / client
- $792M
- Accounts
- 5
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Mar 28, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 2 | $30.3M | 1.91% |
| State or municipal government entities | Fewer than 5 clients | $964M | 60.8% |
| Corporations and other businesses | Fewer than 5 clients | $591M | 37.3% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Feb 2024 · $25.3M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Lake Hill Fund Pi, L.P. | Hedge Fund | Delaware | $25.3M | 1 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sternberg, Zemach, Michael | Managing Member | Jul 2005 (21y) | 50% – 75% | |
| Defeo, Alexander, C | Member | Dec 2019 (7y) | 10% – 25% | |
| Beauregard, Robert, Kevin | Chief Compliance Officer | Jan 2021 (6y) | Less than 5% | |
| Elmlinger, Joseph, Patrick | Member | Apr 2021 (5y) | 10% – 25% | |
| Lau, Eric | Member | Jan 2022 (5y) | 10% – 25% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $25.3M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Lake Hill Fund Pi, L.P. | Hedge Fund | $25.3M | $20.0M | 1 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/28/2026 | 1.39 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Sg Americas Securities, Llc $1.4B (87% of AUM) Mar 2026
- J.P. Morgan $824M (93% of AUM) Nov 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 28, 2026.
View current Form ADV (SEC/IAPD) ↗