Cardinal Retirement Planning, Inc.
- Regulatory AUM
- $127M
- Discretionary
- $125M
- Clients
- 107
- Avg AUM / client
- $1.2M
- Accounts
- 251
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jun 02, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 76 | $25.2M | 19.8% |
| High net worth individuals | 25 | $72.7M | 57.1% |
| Pension and profit sharing plans | 1 | $38.5K | 0.03% |
| Charitable organizations | 1 | $161K | 0.13% |
| Corporations and other businesses | 4 | $29.3M | 23.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Accreditation Commission For Health Care, Inc. Retirement Plan Accreditation Commission For Health Care, Inc. | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Victor Amis | Registered representative | CFP | Feb 2013 (13y) | |
| Jacob Alexander Yocco | Registered representative | CFP | May 2018 (8y) | |
| Anessa Custovic | Registered representative | Sep 2020 (6y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Accreditation Commission For Health Care, Inc. Retirement Plan | Accreditation Commission For Health Care, Inc. | 195 | $11.6M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/02/2026 | 964 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $122M (96% of AUM) Jun 2026
- Lincoln Financial Group Trust Company, Inc. $896K (1% of AUM) Jun 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 02, 2026.
View current Form ADV (SEC/IAPD) ↗