Treasure Coast Financial Planning, Inc.
- Regulatory AUM
- $241M
- Discretionary
- $241M
- Clients
- 251
- Avg AUM / client
- $962K
- Accounts
- 661
- Employees
- 6
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026
Investments (13F portfolio — 48 positions, $194,272,878)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust | STATE STREET SPD | $32,945,729 | 416,689 | 17.0% | 13.6% |
| 2 | Spdr Index Shs Fds | STATE STREET SPD | $25,248,859 | 553,081 | 13.0% | 10.5% |
| 3 | Spdr Series Trust | STATE STREET SPD | $14,050,767 | 141,297 | 7.23% | 5.82% |
| 4 | Spdr Series Trust | STATE STREET SPD | $13,297,753 | 145,104 | 6.84% | 5.51% |
| 5 | Spdr Series Trust | STATE STREET SPD | $10,626,298 | 363,917 | 5.47% | 4.4% |
| 6 | Spdr Series Trust | STATE STRET SPDR | $10,205,271 | 531,767 | 5.25% | 4.23% |
| 7 | Franklin Templeton Etf Tr | FTSE EUROPE | $9,507,539 | 261,478 | 4.89% | 3.94% |
| 8 | Spdr Index Shs Fds | STATE STREET SPD | $8,385,576 | 112,327 | 4.32% | 3.47% |
| 9 | Pimco Etf Tr | ENHNCD LW DUR AC | $7,738,333 | 80,743 | 3.98% | 3.2% |
| 10 | Pimco Etf Tr | ACTIVE BD ETF | $7,117,584 | 77,127 | 3.66% | 2.95% |
| 11 | Spdr Index Shs Fds | STATE STREET SPD | $6,603,278 | 128,867 | 3.4% | 2.73% |
| 12 | J P Morgan Exchange Traded F | INTL BD OPP ETF | $6,427,268 | 134,402 | 3.31% | 2.66% |
| 13 | Ssga Active Tr | STATE STREET DOU | $6,105,197 | 143,405 | 3.14% | 2.53% |
| 14 | Vanguard Index Fds | TOTAL STK MKT | $3,789,975 | 11,814 | 1.95% | 1.57% |
| 15 | First Tr Exchange Traded Fd | SHS | $3,756,176 | 79,869 | 1.93% | 1.56% |
| 16 | Spdr Series Trust | STATE STREET SPD | $3,517,228 | 24,104 | 1.81% | 1.46% |
| 17 | Bny Mellon Etf Trust | INTERNATIONL EQT | $2,587,450 | 27,694 | 1.33% | 1.07% |
| 18 | First Tr Exchange Traded Fd | EMERGING MARKETS | $2,422,905 | 64,193 | 1.25% | 1.0% |
| 19 | Invesco Exchange Traded Fd T | S&P500 EQL IND | $2,288,577 | 39,743 | 1.18% | 0.95% |
| 20 | Spdr Series Trust | STATE STREET SPD | $1,868,418 | 24,411 | 0.96% | 0.77% |
| 21 | Ishares Tr | IBONDS 1-5 YR TR | $1,818,687 | 72,031 | 0.94% | 0.75% |
| 22 | Exxon Mobil Corp | COM | $1,594,634 | 9,399 | 0.82% | 0.66% |
| 23 | Invesco Actively Managed Exc | TOTAL RETURN | $1,507,645 | 32,194 | 0.78% | 0.62% |
| 24 | Apple Inc | COM | $1,130,888 | 4,456 | 0.58% | 0.47% |
| 25 | Spdr Series Trust | BLOOMBERG EMERGI | $1,066,615 | 51,677 | 0.55% | 0.44% |
Top 25 of 48 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 152 | $47.2M | 19.6% |
| High net worth individuals | 82 | $185M | 76.6% |
| Charitable organizations | 3 | $357K | 0.15% |
| Corporations and other businesses | 14 | $8.9M | 3.69% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Guy Lawrence Bassini | Principal Owner, Chief Executive Officer, President And Chief Compliance Officer | CFP | Jan 1996 (31y) | 75% or more |
| Anthony John Dzielski | Shareholder/Vice President | CFP | Apr 2013 (13y) | 10% – 25% |
| Angela Dawn Johnson | Shareholder/Secretary And Treasurer | Jan 2023 (4y) | 10% – 25% | |
| Ryan Paul Fink | Registered representative | Sep 2025 (1y) | ||
| Diego Luna | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • TAX RETURN PREP. FEE-NON ADVISORY RELATED BUSINESS
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Educational seminars/workshops
Custody
Reported custodians
- Pershing $241M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗