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Wealth Manager · Small ($100M–$1B)
CRD 166695
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ADV data as of Mar 05, 2026
- Regulatory AUM
- $257M
- Discretionary
- $253M
- Clients
- 191
- Avg AUM / client
- $1.3M
- Accounts
- 1,243
- Employees
- 3
AUM over time
$144M
$394M
Jun 29, 2021
Mar 5, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 153 | $76.7M | 29.8% |
| High net worth individuals | 34 | $176M | 68.4% |
| Pension and profit sharing plans | 2 | $4.6M | 1.77% |
| Charitable organizations | 2 | $41.8K | 0.02% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $248M (96% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 05, 2026.