Sageoak Financial, Llc
- Regulatory AUM
- $175M
- Discretionary
- $175M
- Clients
- 263
- Avg AUM / client
- $665K
- Accounts
- 690
- Employees
- 3
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 14, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 212 | $81.3M | 46.5% |
| High net worth individuals | 51 | $90.2M | 51.6% |
| Pension and profit sharing plans | Fewer than 5 | $2.3M | 1.29% |
| Charitable organizations | Fewer than 5 | $953K | 0.55% |
| Corporations and other businesses | Fewer than 5 | $61.9K | 0.04% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tyler Allen Gray | Managing Director, Financial Advisor, Chief Compliance Officer | CFP | Jan 2013 (14y) | 10% – 25% |
| Steven Wayne Ellis | Principal & Financial Advisor | CFP | Oct 2021 (5y) | 25% – 50% |
| Rickner, Stan, Ray | President & Financial Advisor | Jan 2022 (5y) | 25% – 50% | |
| Fielding Lyle Elseman | Registered representative | Oct 2025 (1y) | ||
| Timothy Scott Powell | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/14/2026 | 911 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • PERCENTAGE OF CLIENT NET WORTH
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $162M (93% of AUM) Jul 2026
- National Financial Services (Fidelity) $2.0M (2% of AUM) Nov 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 14, 2026.
View current Form ADV (SEC/IAPD) ↗