Aragon Capital Llc
- Regulatory AUM
- $349M
- Discretionary
- $320M
- Clients
- 1,209
- Avg AUM / client
- $289K
- Accounts
- 1,209
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 09, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 1,117 | $156M | 44.6% |
| High net worth individuals | 70 | $174M | 49.7% |
| Corporations and other businesses | 22 | $19.9M | 5.7% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chocron, Alberto | Managing Member/Chief Compliance Officer | Feb 2013 (14y) | 50% – 75% | |
| Ricardo Franco Nieto | Managing Member | Feb 2013 (14y) | 50% – 75% | |
| Phillip A Wallace | Registered representative | Feb 2020 (6y) | ||
| Laura Johanna Poveda Gelvez | Registered representative | Jul 2022 (4y) | ||
| Raul Jorge Benitez | Registered representative | CFP | Jun 2023 (3y) | |
| Nestor Hernandez Rivera | Registered representative | Nov 2024 (2y) | ||
| Edgardo Ahmed Castro | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/09/2026 | 903 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Stonex Financial Inc. $197M (56% of AUM) Mar 2026
- Pershing $68.2M (48% of AUM) Jan 2022
- Interactive Brokers $66.9M (19% of AUM) Mar 2026
- Charles Schwab & Co. $43.3M (12% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 09, 2026.
View current Form ADV (SEC/IAPD) ↗