Worth Asset Management, Llc
- Regulatory AUM
- $288M
- Discretionary
- $288M
- Clients
- 333
- Avg AUM / client
- $865K
- Accounts
- 333
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jul 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 247 | $185M | 64.2% |
| High net worth individuals | 82 | $103M | 35.8% |
| Pension and profit sharing plans | 4 | $64.2K | 0.02% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Furniture Marketing Group, Inc. 401(k)/Profit Sharing Plan Fmg, Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Willard Clark | Managing Member | Mar 2013 (13y) | 10% – 25% | |
| Lisa Lee Gesin | Cco | Nov 2022 (4y) | Less than 5% | |
| John David Hale | Registered representative | Jan 2014 (13y) | ||
| Alton Barrett Thompson | Registered representative | Apr 2019 (7y) | ||
| Beth Ann Johnson | Registered representative | Feb 2020 (6y) | ||
| Joseph Anthony Dowdall | Registered representative | CFP | Feb 2021 (5y) | |
| Philip Joseph Floyd | Registered representative | CFP | Feb 2021 (5y) | |
| Jeffrey Mead Burandt | Registered representative | CFP | Jun 2021 (5y) | |
| James Francis Stewart | Registered representative | Sep 2021 (5y) | ||
| Natalie M Floyd | Registered representative | Jul 2023 (3y) | ||
| Cody Aaron Mason | Registered representative | CFP | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Clark Family Living Trust | Owner/Managing Member | Jan 2023 | A | 75% or more |
| Southocean Management, Inc. | Member | Mar 2013 | A | 10% – 25% |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Furniture Marketing Group, Inc. 401(k)/Profit Sharing Plan | Fmg, Inc. | 295 | $22.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/15/2026 | 935 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $288M (100% of AUM) Jul 2026
- National Financial Services (Fidelity) $9.8M (6% of AUM) Nov 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 27, 2026.
View current Form ADV (SEC/IAPD) ↗