Axis Wealth Partners, Llc
- Regulatory AUM
- $377M
- Discretionary
- $377M
- Clients
- 781
- Avg AUM / client
- $483K
- Accounts
- 1,686
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 26, 2026
Investments (13F portfolio — 174 positions, $188,086,059)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Fidelity Merrimack Str Tr | TOTAL BD ETF | $6,709,567 | 147,075 | 3.57% | 1.78% |
| 2 | Vanguard Whitehall Fds | INTL HIGH ETF | $6,701,552 | 71,112 | 3.56% | 1.78% |
| 3 | Vanguard Index Fds | S&P 500 ETF SHS | $6,369,088 | 10,659 | 3.39% | 1.69% |
| 4 | Wisdomtree Tr | US QTLY DIV GRT | $6,338,695 | 72,162 | 3.37% | 1.68% |
| 5 | Schwab Strategic Tr | US DIVIDEND EQ | $4,478,648 | 145,979 | 2.38% | 1.19% |
| 6 | Vanguard Index Fds | GROWTH ETF | $4,012,395 | 9,186 | 2.13% | 1.06% |
| 7 | Apple Inc | COM | $3,897,218 | 15,356 | 2.07% | 1.03% |
| 8 | Dimensional Etf Trust | US MKTWIDE VALUE | $3,774,566 | 77,890 | 2.01% | 1.0% |
| 9 | Fidelity Covington Trust | HIGH DIVID ETF | $3,729,241 | 67,510 | 1.98% | 0.99% |
| 10 | Dimensional Etf Trust | INTL CORE EQT MK | $3,707,295 | 95,156 | 1.97% | 0.98% |
| 11 | Slide Ins Hldgs Inc | COM | $3,663,036 | 203,502 | 1.95% | 0.97% |
| 12 | Victory Portfolios Ii | CORE INTERMEDIAT | $3,638,211 | 77,381 | 1.93% | 0.96% |
| 13 | Vanguard Specialized Funds | DIV APP ETF | $3,460,241 | 16,090 | 1.84% | 0.92% |
| 14 | Spdr Series Trust | STATE STREET SPD | $3,111,435 | 54,992 | 1.65% | 0.82% |
| 15 | Victory Portfolios Ii | SHARES FREE CASH | $2,959,103 | 74,952 | 1.57% | 0.78% |
| 16 | Wisdomtree Tr | EMER MKT HIGH FD | $2,883,249 | 58,025 | 1.53% | 0.76% |
| 17 | State Str Spdr S&P 500 Etf T | TR UNIT | $2,845,206 | 4,375 | 1.51% | 0.75% |
| 18 | Vanguard Scottsdale Fds | VNG RUS1000VAL | $2,605,205 | 27,792 | 1.39% | 0.69% |
| 19 | Ishares Tr | S&P MC 400VL ETF | $2,522,267 | 19,036 | 1.34% | 0.67% |
| 20 | Ishares Tr | CORE US AGGBD ET | $2,299,915 | 23,168 | 1.22% | 0.61% |
| 21 | Ishares Tr | S&P 500 GRWT ETF | $2,274,963 | 20,113 | 1.21% | 0.6% |
| 22 | Dimensional Etf Trust | US CORE EQUITY 2 | $2,265,822 | 58,307 | 1.2% | 0.6% |
| 23 | Vanguard Whitehall Fds | HIGH DIV YLD | $2,229,515 | 15,054 | 1.19% | 0.59% |
| 24 | Ishares Tr | S&P 500 VAL ETF | $2,214,865 | 10,490 | 1.18% | 0.59% |
| 25 | Ishares Tr | CORE S&P MCP ETF | $2,141,852 | 31,717 | 1.14% | 0.57% |
Top 25 of 174 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 683 | $205M | 54.2% |
| High net worth individuals | 98 | $173M | 45.8% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Da Ponte | Managing Principal & Chief Compliance Officer | Mar 2013 (13y) | 75% or more | |
| Da Ponte, Marcia, Sousa | Chief Financial Officer | Oct 2021 (5y) | Less than 5% | |
| Jane Elizabeth Mcauliffe | Registered representative | Jun 2017 (9y) | ||
| Michael G Leonardo | Registered representative | Nov 2020 (6y) | ||
| Emanuel James Pinheiro | Registered representative | Feb 2021 (5y) | ||
| Sean P Durkin | Registered representative | Jan 2023 (4y) | ||
| Marc Robert Bastien | Registered representative | CFP | Dec 2024 (2y) | |
| Matthew William Sweet | Registered representative | CFP | Jan 2025 (2y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/26/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $270M (72% of AUM) Mar 2026
- Charles Schwab & Co. $94.2M (25% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 26, 2026.
View current Form ADV (SEC/IAPD) ↗