Spring Lake Equity Management Llc
- Regulatory AUM
- $0
- Discretionary
- $0
- Clients
- 4
- Avg AUM / client
- —
- Accounts
- 0
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $0 | — |
People (4)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Anderson, Erik, J | Managing Member | Jan 2002 (25y) | GP / trustee / elected manager of Westriver Management, Llc (indirect) | |
| Forlenza, Robert, Philip | Managing Member | Apr 2013 (13y) | 25% – 50% | |
| Scarpa, Carmen, Joseph | Managing Member | Apr 2013 (13y) | 25% – 50% | |
| Gillespie, Stacey, Jean | Chief Compliance Officer | Nov 2020 (6y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Westriver Management, Llc | Member | Apr 2013 | A | 10% – 25% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗