Fuller Investment Management Company
- Regulatory AUM
- $264M
- Discretionary
- $264M
- Clients
- 73
- Avg AUM / client
- $3.6M
- Accounts
- 79
- Employees
- 9
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 19, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 49 | $16.7M | 6.3% |
| High net worth individuals | 20 | $48.3M | 18.3% |
| Pooled investment vehicles (non-investment companies) | 1 | $189M | 71.5% |
| Charitable organizations | 3 | $10.3M | 3.9% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $156M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Fuller Endowment Fund, Llc | Other Private Fund | Delaware | $154M | 2 |
| Fuller Foundation Fund, Lp | Hedge Fund | Delaware | $1.4M | 1 |
| Fuller Private Equity Fund, Lp | Private Equity Fund | Delaware | $348K | 8 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Rietze, Brian | Chief Compliance Officer, Chief Financial Officer | Jan 2022 (5y) | Less than 5% | |
| Todd B Derrick | Interim President | Aug 2023 (3y) | Less than 5% | |
| Daria V Thomas | Registered representative | May 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Fuller Foundation | Owner | Jan 2013 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $156M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Fuller Endowment Fund, Llc | Other Private Fund | $154M | $0 | 2 |
| Fuller Foundation Fund, Lp | Hedge Fund | $1.4M | $250K | 1 |
| Fuller Private Equity Fund, Lp | Private Equity Fund | $348K | $250K | 8 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/19/2026 | 1.21 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $75.3M (28% of AUM) Feb 2026
- Pershing $26.6M (25% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 19, 2026.
View current Form ADV (SEC/IAPD) ↗