Victrix Investment Advisors Llc
- Regulatory AUM
- $343M
- Discretionary
- $341M
- Clients
- 450
- Avg AUM / client
- $763K
- Accounts
- 1,608
- Employees
- 7
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 342 | $113M | 33.0% |
| High net worth individuals | 93 | $225M | 65.4% |
| Pension and profit sharing plans | 7 | $3.5M | 1.02% |
| Corporations and other businesses | 8 | $1.9M | 0.54% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William D Thompson | Owner And Chief Compliance Officer | CFP | Mar 2013 (13y) | 75% or more |
| William James Chapman | Registered representative | CFP | Mar 2018 (8y) | |
| Kevin Donald Kennedy | Registered representative | Jan 2020 (7y) | ||
| Ross Helland Cutler | Registered representative | CFP | Jan 2023 (4y) | |
| Young Soo Park | Registered representative | CFP | Jan 2023 (4y) | |
| Jami Lee Mccree | Registered representative | Jan 2025 (2y) | ||
| Christina Mary Dell'aquila | Registered representative | Aug 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE STATE OF FLORIDA CONDUCTED AN EXAMINATION OF VICTRIX. UPON CONCLUSION, THE STATE OF FLORIDA NOTIFIED VICTRIX OF CERTAIN DEFICIENCIES THAT WERE UNCOVERED IN ITS EXAMINATION RELATED TO CERTAIN OF ITS DISCLOSURE, COMPLIANCE, AND ACCOUNT. Status: Final Sanction Detail: A FINE OF $10,000 WAS ASSESSED AGAINST VICTRIX. $5,000 WAS PAID IN AUGUST 2019 AND $5,000 WAS PAID IN OCTOBER 2019. Summary: IN SEPTEMBER OF 2019, VICTRIX ENTERED INTO A CONSENT ORDER WITH THE STATE OF FLORIDA, OFFICE OF FINANCIAL REGULATION WHEREIN IT AGREED TO RECTIFY CERTAIN DISCLOSURE, COMPLIANCE, AND ACCOUNTING OVERSIGHTS AND PAY A FINE. NO VICTRIX IARS WERE NAMED PARTIES TO THE CONSENT ORDER. ON ACCOUNT OF ENTRY INTO THE CONSENT ORDER, THE MATTER IS NOW CLOSED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Charles Schwab & Co. $337M (98% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗