AUMdb

T2 Asset Management, Llc

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 167714 · SEC file 801-112202 · Naperville, IL · WWW.LINKEDIN.COM
☆ Save with Pro ADV data as of Mar 02, 2026
Regulatory AUM
$180M
Discretionary
$180M
Clients
560
Avg AUM / client
$321K
Accounts
850
Employees
8

AUM over time

$118M $192M
Nov 20, 2017 Mar 2, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 02, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 550 $140M 77.8%
High net worth individuals 10 $40.0M 22.2%

People (9)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Kenneth Steven Tomko Principal And Chief Compliance Officer. CFA May 2013 (13y) 75% or more
Paul Edward Novak Member Mar 2015 (11y) 5% – 10%
Jonathan R Helton Registered representative Oct 2013 (13y)
James Richard Oswald Registered representative CFA Feb 2015 (11y)
Daniel Patrick Kuczero Registered representative May 2015 (11y)
David Christopher Heinle Registered representative CFP Mar 2016 (10y)
Vincent Rico Cione Registered representative Jan 2017 (10y)
Joseph Shane Contorno Registered representative Jan 2018 (9y)
Zachary Smith Registered representative May 2026 (0y)

Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/02/2026 895 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Commissions

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 02, 2026.

View current Form ADV (SEC/IAPD) ↗